| 13-02036 | 07/11/2014 | Claimant(s): Rolf Hanggi
Claimant Lawyers(s): Sam Schwartz
Respondent(s): Emilio Disanluciano, Frank Mazzola, Felix Investments LLC
Respondent Lawyers(s): Aegis Frumento, Richard J. Babnick, Susan Diamond
Arbitrator(s): Arnold Wagner, Sandra J. Mullings, Robert J. Miller
Hearing Site: New York, NY
|  | $0 |
| 13-01636 | 11/27/2013 | Claimant(s): Laidlaw & Company (UK) Ltd.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Falcon Investment Partners Limited
Respondent Lawyers(s): Alexandra J. Marinzel
Arbitrator(s): Mary Ellen Burns, Lisa Catalano, Sally Jane Sancimino
Hearing Site: New York, NY
| | $0 |
| 11-00683 | 09/27/2013 | Claimant(s): Harry Friedman
Claimant Lawyers(s): Daniel Hirschel
Respondent(s): Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Richard D. Chusid, Sandra J. Mullings, Lowell D. Johnston
Hearing Site: New York, NY
| | |
| 08-05019 | 10/11/2011 | Claimant(s): Dalila Costa-Leroy
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Douglas H. Wigdor
Arbitrator(s): Harvey Barrison, Leah R. Marks, Erica Levitt
Hearing Site: New York, NY
| | |
| 07-03012 | 07/13/2009 | Claimant(s): J.P. Turner & Company, L.L.C.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Roger May
Respondent Lawyers(s): Thomas D. Birge
Arbitrator(s): Arthur E. Otten, Mary C. Davis, Patricia Mary Vondra
Hearing Site: Denver, CO
| | |
| 07-02234 | 11/06/2008 | Claimant(s): Alan Greenwood
Claimant Lawyers(s): Martin P. Unger
Respondent(s): Adam Maggio, Michael Wittenberg, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Linda B. Kelly, David A. Schuler, Catherine M. Norman
Hearing Site: Dallas, TX
| | Stipulated Award and Expungement |
| 07-02661 | 03/27/2008 | Claimant(s): Avalon Partners.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): Tyre Newsome
Respondent Lawyers(s): Tyre Fred Newsome
Arbitrator(s): Paul A. Merolla
Hearing Site: New York, NY
| | |
| 07-00886 | 10/29/2007 | Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Richard J. Babnick
Respondent(s): David Mikhlin
Respondent Lawyers(s): Raymond D. Radow
Arbitrator(s): Stanley F. Meyerson, Arnold L. Goren, Marilyn J. Salzman
Hearing Site: New York, NY
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