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FINRA Awards for Interactive Brokers LLC

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Displaying 51-60 out of 95 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0334505/14/2018Claimant(s): Titan Capital Group II LLC
Claimant Lawyers(s): Russell Abrams
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Daniel A. Spector
Arbitrator(s): Kip C. Lubcke, John Daly, W. Jeffrey Weinlandt
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12504/12212
15-0322804/24/2018Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Huzaifa Husain
Respondent Lawyers(s): Huzaifa Husain
Arbitrator(s): Malcolm Edwin Whittaker, Mary Esther Escobedo, Julie Marie Miller
Hearing Site: Houston, TX
Checkmark Icon$0
15-0320401/22/2018Claimant(s): Interactive Brokers LLC
Claimant Lawyers(s): David Luger
Respondent(s): Ashok Mittal
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Martin M. Van Luven, Joseph John Mantione, Shannon Nicole Boyd
Hearing Site: Tampa, FL
Checkmark Icon$0
13-0253612/18/2017Claimant(s): International MetalsTrading & Investment
Claimant Lawyers(s): Bill Perry
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Peter Ordower, Donald M. Thompson, Sal Presti
Hearing Site: Chicago, IL
Checkmark Icon$0
16-0363111/01/2017Claimant(s): Estate of Frances C. Jordan
Claimant Lawyers(s): James G. Harralson
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Katherine Schuerman
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
Checkmark Icon$300
15-0276506/19/2017Claimant(s): Jack Paich
Claimant Lawyers(s): Christopher P. Mader
Respondent(s): Cory BurnellL Financial LLC, BluePrint Wealth Partners, Interactive Brokers LLC
Respondent Lawyers(s): Edward Zusman, Jason O. Billy, Neil Baritz
Arbitrator(s): William Michael Samsel, Philip Aaron Tymon, Anne M. Lawlor Goyette
Hearing Site: San Francisco, CA
Checkmark Icon$160,000
16-0347404/19/2017Claimant(s): Samuel Hwang
Claimant Lawyers(s): Samuel S. Hwang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0303501/10/2017Claimant(s): George Sofis, Preya Saroop, Rohit Saroop
Claimant Lawyers(s): David Miller
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Cameron Stout
Arbitrator(s): Edward Blumstein, Carol A. Schuyler, Simon Jonathan Lawrence
Hearing Site: Richmond, VA
Checkmark Icon$1,544,800
16-0021511/23/2016Claimant(s): Sol Demuth
Claimant Lawyers(s): Sean P. Patrick
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Patrick M. Smith
Arbitrator(s): Susan L. Walker, Jules Ira Crystal, Patrick Kassen
Hearing Site: Chicago, IL
15-0220409/02/2016Claimant(s): Andrew Carsell, Linda Carsell
Claimant Lawyers(s): Eric E. Ludin
Respondent(s): Michael Deboer, Interactive Brokers LLC, Signator Financial Services.
Respondent Lawyers(s): John J. Nielands, Joshua N. Cook, Michael Jon Deboer
Arbitrator(s): Carole M. Crosby, Francis Eugene Welper, David Schwartzberg
Hearing Site: Tampa, FL
Checkmark Icon$0

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