| 18-00030 | 08/07/2018 | Claimant(s): Jean Giresi
Claimant Lawyers(s): Jean Giresi
Respondent(s): Gabriel Tessar, William Blackford
Respondent Lawyers(s): David J. Freniere, Gabriel Gerard Tessar
Arbitrator(s): Joseph H. Cerame
Hearing Site: New York, NY
|  | $0 |
| 17-01071 | 10/11/2017 | Claimant(s): Gregory McDonough
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Ronald L. Cheney, Stephen M. Acerra, Sandor I. Rabkin
Hearing Site: Boston, MA
| | |
| 15-03027 | 03/21/2017 | Claimant(s): Joseph Conlan
Claimant Lawyers(s): David Summer
Respondent(s): Louisa Quarto, Stephen Rokoszewski, William Dwyer
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | |
| 15-00762 | 10/13/2016 | Claimant(s): Tokena Corporation
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Shari B. Broder, Richard E. Castiglioni
Hearing Site: Manchester, NH
| | Expungement |
| 15-01127 | 10/10/2016 | Claimant(s): Lisa Cooper, Trevor Cooper
Claimant Lawyers(s): D. Daxton White
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): William L. Merkin, Mandel E. Himelstein, John M Wilson
Hearing Site: San Diego, CA
| | Expungement |
| 15-00046 | 06/28/2016 | Claimant(s): John Hamann, Peggy Hamann
Claimant Lawyers(s): Gary S. Menzer, Jeffrey R. Sonn
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Charles Scott McClellan, Clydia Jean Cuykendall, Joel I. Beerman
Hearing Site: Seattle, WA
| | Expungement |
| 14-00538 | 12/18/2015 | Claimant(s): Barnett Chepenik, Jason Chepenik
Claimant Lawyers(s): David J. Freniere
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Janene M. Marasciullo
Arbitrator(s): Bernard Hornick, Stuart K. Furman, Denise Morris Hammond
Hearing Site: Orlando, FL
| | |
| 14-02097 | 06/09/2015 | Claimant(s): Joseph McGuire, Leslie McGuire
Claimant Lawyers(s): Bradd Milove, Jacob Pyle
Respondent(s): LPL Financial LLC, David Hart
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Charles F. Boufford, Celeste A. Beron, Norma Abbene
Hearing Site: Charlotte, NC
| | $725,000 |
| 13-03113 | 02/26/2015 | Claimant(s): Peter Cushing
Claimant Lawyers(s): Todd Zuckerbrod
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Ericka B. Gray, Nickolas F. Monteforte, Jennifer Goodreau Gonzalez
Hearing Site: Boston, MA
| | |
| 13-02616 | 11/25/2014 | Claimant(s): Allen Nelson, Susan Nelson, Nelson Realty North Corp. LLC, One Live Oak 4
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Charles Kulch, Next Financial Group.
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Robert Titus, Edward Joseph Boudreau, Peter Andrew Marx
Hearing Site: Manchester, NH
| | Expungement |
