| 14-01427 | 04/29/2015 | Claimant(s): Liberatore Family Trust
Claimant Lawyers(s): Christopher L. Pitet
Respondent(s): Albert Han, GBS Financial Corp.
Respondent Lawyers(s): Albert Han, Donald Gloisten
Arbitrator(s): Mario H. Metzger, Edward A. Trabin, Joy Diane Williams
Hearing Site: Los Angeles, CA
|  | $0 |
| 12-00557 | 09/26/2014 | Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
| | $0 |
| 09-05316 | 04/17/2013 | Claimant(s): Shahin Aarabi
Claimant Lawyers(s): Mark T. Hiraide
Respondent(s): Ameriprise Financial Services., Yousef Jamshidipour
Respondent Lawyers(s): David L. Casterline, Matthew D. Klafter
Arbitrator(s): Edward A. Trabin, Linda L. Drummond, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $82,656 |
| 09-06674 | 11/02/2011 | Claimant(s): Drew Freides
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): David J. Anderson, Edward A. Trabin, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
| | |
| 08-01651 | 11/02/2011 | Claimant(s): Tule River Tribal Council, Tule River Tribe of the Tule River Reser
Claimant Lawyers(s): Erwin J. Shustak
Respondent(s): Bernard Machlovitch, Erin Callan, Frederick Frank, Hans Maentz, Howard Clark, Howard Plotkin, Mark Connally, Michael Drago, Peter Coleman, Richard Fuld, Scott Freidheim, Thomas Cruikshank, Thomas Russo
Respondent Lawyers(s): James G. Kreissman, Kathleen N. Massey, Ronald E. Wood, Todd S. Fishman
Arbitrator(s): James H. Frank, Robert P. Clifford, Edward A. Trabin
Hearing Site: Los Angeles, CA
| | Expungement |
| 09-00017 | 05/27/2011 | Claimant(s): Gerard Balian
Claimant Lawyers(s): Gerard Balian
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Edward A. Trabin, Edward Banian, Steven A. Wawra
Hearing Site: Los Angeles, CA
| | $4,300 |
| 09-01189 | 10/01/2010 | Claimant(s): David F. Wyatt and Nancy A. Wyatt
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Robert P. Clifford, Edward A. Trabin, Thomas W. Gregory
Hearing Site: Los Angeles, CA
| | $0 |
| 08-03982 | 05/18/2010 | Claimant(s): Bradford Kohlenberg, Virginia Lake Townhouses, Bradford Kohlenberg Qualif. Dispos. Trus
Claimant Lawyers(s): Mark T. Drooks
Respondent(s): RBC Capital Markets LLC, Stan Dreyfuss
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Michael D. Harrison, Edward A. Trabin, Gerald C. Tambe
Hearing Site: Los Angeles, CA
| | $340,000 |
| 09-01147 | 04/30/2010 | Claimant(s): Lori Caden, Warren Friedman
Claimant Lawyers(s): Avi Wagner
Respondent(s): Gregory Heller, Heller Capital Resources Financial and, Investment Security Corporation
Respondent Lawyers(s): Herman Palarz, Lee D. Lubin
Arbitrator(s): Morris S. Getzels, Edward A. Trabin, Paul H. White
Hearing Site: Los Angeles, CA
| | $0 |
| 07-01110 | 05/27/2008 | Claimant(s): Joseph Martelli
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Nicholas Natale, Granite Associates.
Respondent Lawyers(s): Nicholas A. Natale
Arbitrator(s): Dawn M. Kirchner, Edward A. Trabin, Richard Maurice Robinson
Hearing Site: Los Angeles, CA
| | $0 |
