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FINRA Awards for Stan Dreyfuss

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0150105/29/2013Claimant(s): Stan Dreyfuss
Claimant Lawyers(s): Leonard Steiner
Respondent(s): RBC Capital Markets LLC, RBC Capital Markets Corporation, RBC Dain Rauscher.
Respondent Lawyers(s): Linda Claxton
Arbitrator(s): James R. Duncan, Elliott Zachary Seff, Robert F. Saint-Aubin
Hearing Site: Los Angeles, CA
08-0398205/18/2010Claimant(s): Bradford Kohlenberg, Virginia Lake Townhouses, Bradford Kohlenberg Qualif. Dispos. Trus
Claimant Lawyers(s): Mark T. Drooks
Respondent(s): RBC Capital Markets LLC, Stan Dreyfuss
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Michael D. Harrison, Edward A. Trabin, Gerald C. Tambe
Hearing Site: Los Angeles, CA
Checkmark Icon$340,000

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