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FINRA Awards for Lori Caden

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0114704/30/2010Claimant(s): Lori Caden, Warren Friedman
Claimant Lawyers(s): Avi Wagner
Respondent(s): Gregory Heller, Heller Capital Resources Financial and, Investment Security Corporation
Respondent Lawyers(s): Herman Palarz, Lee D. Lubin
Arbitrator(s): Morris S. Getzels, Edward A. Trabin, Paul H. White
Hearing Site: Los Angeles, CA
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