| 12-01946 | 08/09/2013 | Claimant(s): Lynn Sylvia
Claimant Lawyers(s): David Williams Russell
Respondent(s): PNC Investments
Respondent Lawyers(s): Deborah I. Ecker
Arbitrator(s): Rody P. Biggert
Hearing Site: Indianapolis, IN
| | |
| 12-01815 | 07/01/2013 | Claimant(s): Cynthia Undesser, John Undesser, Richard Undesser
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): William M. Getzoff, Rody P. Biggert, Jacqueline Stanley Lustig
Hearing Site: Chicago, IL
|  | $0 |
| 12-00050 | 07/20/2012 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Kelly Chapman
Respondent Lawyers(s): Kelly Chapman
Arbitrator(s): Mary Beth Wheeler, Rody P. Biggert, Ann Wilhelmina Kuppe
Hearing Site: Chicago, IL
| | Expungement |
| 10-02769 | 12/05/2011 | Claimant(s): Diane M. Deiss Living Trust
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Daniel Czapla, Merrill Lynch Pierce Fenner & Smith Inc., William Schellenberger
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Rody P. Biggert, John M. Kramer, Edward Louis Koven
Hearing Site: Chicago, IL
| | $0 |
| 10-03996 | 03/03/2011 | Claimant(s): Randall Medow, American States Auto Plan.
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harper Robinson
Arbitrator(s): Rody P. Biggert
Hearing Site: Chicago, IL
| | $0 |
| 09-02258 | 12/17/2010 | Claimant(s): Nancy Butler, Estate of Thomas Warren Butler
Claimant Lawyers(s): K.O. Herston
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Rody P. Biggert, Paul Weinberg, Henry Kirke Cushing
Hearing Site: Nashville, TN
| | $48,181 |
| 08-02433 | 07/31/2009 | Claimant(s): Bevery Hills Bank & Trust Company, Wayne Hummer Investments LLC
Claimant Lawyers(s): Melvin G. Moseley
Respondent(s): Daniel Hack, Citigroup Global Markets., Mary Anderson, Marybeth Oconnor, Michelle Hughes, Patricia Marsh, Phillip Burno, Tracy Polselli
Respondent Lawyers(s): Tiffany C. Woodie
Arbitrator(s): Richard G Clemens, Joy Pava Shulruff, Rody P. Biggert
Hearing Site: Chicago, IL
| | Expungement |
