Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00838 | 09/20/2022 | Claimant(s): Cambridge Investment Research. Claimant Lawyers(s): Jeanette E. Dennis Respondent(s): Ross Fabregas Respondent Lawyers(s): Ross Ramon Fabregas Arbitrator(s): Robert Titus Hearing Site: Albany, NY | ||
| 21-01644 | 03/30/2022 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prime Capital Services. Respondent Lawyers(s): Emily Hayes Arbitrator(s): Ted M. Rosen Hearing Site: Albany, NY | ||
| 21-01907 | 02/23/2022 | Claimant(s): James Boyer Claimant Lawyers(s): Stephan Louviere Respondent(s): Key Investment Services LLC Respondent Lawyers(s): Andrew P. Karamouzis Arbitrator(s): Stuart M. Schwartz Hearing Site: Albany, NY | ||
| 21-01055 | 01/19/2022 | Claimant(s): Adam Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Equitable Advisors Respondent Lawyers(s): Kevin W. Brooks Arbitrator(s): Alice E. Winkler Hearing Site: Albany, NY | ||
| 20-03890 | 12/22/2021 | Claimant(s): Shawn Maloney Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter Wheeler Arbitrator(s): Josian Antoine Hearing Site: Albany, NY | ||
| 21-00221 | 11/24/2021 | Claimant(s): James Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Peter A. Goldman Hearing Site: Albany, NY | ||
| 20-03308 | 10/21/2021 | Claimant(s): Michele Gray Claimant Lawyers(s): Michele Gray Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee Hearing Site: Albany, NY |  | $0 |
| 20-04111 | 07/07/2021 | Claimant(s): Jason Kurchner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): M Holdings Securities. Respondent Lawyers(s): Stephanie Palimino Arbitrator(s): Kathleen Hoey Gorr Hearing Site: Albany, NY | ||
| 20-02513 | 03/26/2021 | Claimant(s): Steven Kennedy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Johan E. Tatoy Arbitrator(s): Denise L. Quarles Hearing Site: Albany, NY | ||
| 20-01646 | 11/24/2020 | Claimant(s): Arthur Hombach Claimant Lawyers(s): Robert D. Loventhal Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Anna M. Fanelli Hearing Site: Albany, NY | | $0 |