| 17-01083 | 10/30/2017 | Claimant(s): Iris Tatro
Claimant Lawyers(s): Iris Tatro
Respondent(s): Michael Shea, Vision
Respondent Lawyers(s): David E. Achzet, Michael Daniel Shea
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
|  | $14,754 |
| 17-00969 | 10/27/2017 | Claimant(s): StartEngine Capital LLC
Claimant Lawyers(s): Mary F. Knight
Respondent(s): Abbey Konowitch
Respondent Lawyers(s): Abbey Konowitch
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | $0 |
| 16-02726 | 10/13/2017 | Claimant(s): UBS Financial Services Inc., Mark Fasano
Claimant Lawyers(s): Michael T. West
Respondent(s): Alex Lindig, Andrew Heringman, Elena Macedonio, Garrett Donahue, Silvia Donahue, Andu Ltd/Lindig Holding, Andu Ltd/Pungus Donahue Holding, Andu Ltd/Pungus Macedonio Holding, Andu Ltd/Pungus/Garrett Donahue Holdi, Andu Ltd/Pungus/Lindig Grandchildren, Andu Ltd.LP/Macedonio Holding, G.P. Pungus, GP Pungus Lindig Account, GP Pungus/General Separate Account, GP Pungus, Ltd., GP Pungus/Donahue Account, GP Pungus/Macedonio Account, GP Pungus/LP Lindig Grandchildren's, Mace Enterprises, Sunwet Enterprises., et al
Respondent Lawyers(s): Jonathan W. Evans
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00989 | 10/12/2017 | Claimant(s): Panahi Enterprises Corp
Claimant Lawyers(s): Bobby Panahi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Kenneth E. Owen
Hearing Site: Los Angeles, CA
| | $0 |
| 17-01170 | 10/10/2017 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Bruce B. Johnson
Respondent(s): Peter Klinbuakeo
Respondent Lawyers(s): Peter S. Klinbuakeo
Arbitrator(s): Elliott David Finkel
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00896 | 10/09/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Kevin J. Woods
Respondent(s): Ryan Capatosto
Respondent Lawyers(s): Ryan Lawrence Capatosto
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01304 | 10/06/2017 | Claimant(s): Joseph Louie, Wai Louie
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Alan Stamm, Richard N. Friedman, Cynthia Cashman Makin
Hearing Site: Los Angeles, CA
| | $0 |
| 14-02368 | 10/05/2017 | Claimant(s): Myron Allen, Myron Allen IRA
Claimant Lawyers(s): Thomas Gruenbeck
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Richard M. Norman, Gregory Douglas Stone, Holly Banafsheh
Hearing Site: Los Angeles, CA
| | $0 |
| 15-02285 | 09/21/2017 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Ameriprise Financial Services., Li-Lin Hsu, American Express Financial Corporation
Respondent Lawyers(s): Chad Weaver, Li-Lin Hsu
Arbitrator(s): Richard M. Norman, Kirtley M. Thiesmeyer, Lorraine Woodwark
Hearing Site: Los Angeles, CA
| | $0 |
| 16-00906 | 09/12/2017 | Claimant(s): Overview Productions.
Claimant Lawyers(s): Amanda L. Voivedich
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Robert D. Sussin, Jasmina T. Boulanger, Jack R. Goetz
Hearing Site: Los Angeles, CA
| | $135,100 |
