| 17-01859 | 05/01/2019 | Claimant(s): Medhat Yacoub
Claimant Lawyers(s): Gary Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Scott E. Rahn
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-01221 | 04/26/2019 | Claimant(s): Andrew Bolous
Claimant Lawyers(s): Andrew Rafat Bolous
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Edward A. Trabin, Noel Harvey Applebaum, Joanne Park
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01422 | 04/17/2019 | Claimant(s): Jimmy Suh
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): Richard M. Norman, David S. Harrison, Norman Michael Garland
Hearing Site: Los Angeles, CA
| | $0 |
| 18-02456 | 04/16/2019 | Claimant(s): Matt Ward
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Euro Pacific Capital., Maxwell Capital.
Respondent Lawyers(s): Annette Calveri, Robert H. Decker
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03736 | 04/11/2019 | Claimant(s): Ronald Valpey
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Patrick J. Mulligan
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | $0 |
| 18-00122 | 04/10/2019 | Claimant(s): Paula Tyler, Trustee Tyler Family Trust
Claimant Lawyers(s): Joseph S. Schuchert
Respondent(s): National Securities Corporation, Folio Investments.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Mary M. O'Neil, Earl Robert Jordan, Bonnie Chavez
Hearing Site: Los Angeles, CA
| | $0 |
| 18-03049 | 04/09/2019 | Claimant(s): Richard Zinman
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Katherine L. Handy
Arbitrator(s): Michael Harrison
Hearing Site: Los Angeles, CA
| | $0 |
| 17-02598 | 04/09/2019 | Claimant(s): Steven Moreno
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): T. Peter R. Pound
Arbitrator(s): Thomas E. Shuck, Lori A. Coleman, Steven H. Gentry
Hearing Site: Los Angeles, CA
| | $0 |
| 18-01140 | 04/04/2019 | Claimant(s): Harry William Tepper Trust
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Larry Edmonson
Hearing Site: Los Angeles, CA
| | $85,061 |
| 18-02979 | 04/02/2019 | Claimant(s): Jeffery Sorensen
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | $0 |
