Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-02598 | 04/09/2019 | Claimant(s): Steven Moreno Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): T. Peter R. Pound Arbitrator(s): Thomas E. Shuck, Lori A. Coleman, Steven H. Gentry Hearing Site: Los Angeles, CA |  | Dismissed by Rule 12206/12504 |
| 13-01077 | 08/20/2013 | Claimant(s): Francis Mcgrail, Stuart Williams Claimant Lawyers(s): T. Peter R. Pound Respondent(s): Jane Barron Respondent Lawyers(s): Peter Pease Arbitrator(s): Gene M. Bauer Hearing Site: Boston, MA | Expungement | |
| 10-03334 | 10/12/2011 | Claimant(s): Alphonse Lucchese Claimant Lawyers(s): Robert F. Dionisi Respondent(s): Alfred Weaver, Citigroup Global Markets., Robert Malenfant, Citi Smith Barney Respondent Lawyers(s): Compliance Officer, T. Peter R. Pound Arbitrator(s): William I. Carmen Hearing Site: Boston, MA | | $0 |