| 12-03097 | 01/25/2013 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Alyse Pinto, Ron Pinto
Respondent Lawyers(s): Ron Pinto
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-04489 | 01/25/2013 | Claimant(s): Papell Family Trust v/a/d 8/12/1997
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Thomas E. Shuck, Mario H. Metzger, Benjamin F. Breslauer
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-00556 | 01/09/2013 | Claimant(s): Hooman Moshar, May Moshar
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Donald S. Simons, Joel D. Davidman, Brent J. Rosenbaum
Hearing Site: Los Angeles, CA
| | $1,333,930 |
| 09-02510 | 01/08/2013 | Claimant(s): Keith Miller, Keith D. Miller IRA
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Salino, Joseph Degregorio, Lynn Schultz, Ron Ison, Roy Cohen, Mercer Capital Ltd.
Respondent Lawyers(s): Anthony John Salino, David Schrader, Lynn Gordon Schultz, Ron Jason Ison, Roy Cohen
Arbitrator(s): Herbert Murez, Kenneth E. Owen, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $90,000 |
| 09-06899 | 01/07/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Iman Dauod
Respondent Lawyers(s): Iman Dauod
Arbitrator(s): Suzanne Viau Chamberlain
Hearing Site: Los Angeles, CA
| | |
| 12-01400 | 12/28/2012 | Claimant(s): Steven Jay
Claimant Lawyers(s): Steven A. Jay
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): A. Joel Klein
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-00986 | 12/21/2012 | Claimant(s): Mansour Matloob, Mansour Matloob Trust dtd 10/08/2002
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): John Marshall, RBC Capital Markets LLC
Respondent Lawyers(s): Michael M. Gless
Arbitrator(s): Ralph B. Perry, Peter J Cohen, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-02566 | 12/21/2012 | Claimant(s): Idelji Corporation Defined Benefit Pensi, Khodyayar Family Trust DTD 5-12-05, By I
Claimant Lawyers(s): Edward H Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): William McC Montgomery
Arbitrator(s): Arthur F. Brueggeman, Joyce L. Hurley, Mary M. O'Neil
Hearing Site: Los Angeles, CA
| | Expungement |
| 11-01309 | 12/20/2012 | Claimant(s): Andrew Mo
Claimant Lawyers(s): Andrew Mo
Respondent(s): Zecco Trading.
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): Jeffrey E. Skogsbergh, John E. Ohashi, Milton N. Gross
Hearing Site: Los Angeles, CA
| | $0 |
| 12-01643 | 12/19/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Geoffrey Ortiz
Respondent Lawyers(s): Paul N. Phillips
Arbitrator(s): Annette Gres Shepherd
Hearing Site: Los Angeles, CA
| | |
