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FINRA Awards for Geoffrey Ortiz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0164312/19/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Angelina E. Chew
Respondent(s): Geoffrey Ortiz
Respondent Lawyers(s): Paul N. Phillips
Arbitrator(s): Annette Gres Shepherd
Hearing Site: Los Angeles, CA

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