| 12-00914 | 04/01/2013 | Claimant(s): Jack Hoffman, Taeko Hoffman
Claimant Lawyers(s): James Barbee, Timothy Feil
Respondent(s): Alexander Gorchakov, Daniel Silverstein
Respondent Lawyers(s): Alexander Gorchakov, Daniel Louis Silverstein
Arbitrator(s): James A. Sigler, Robert Rosen, Leslieann Lee Brucker
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-02276 | 03/28/2013 | Claimant(s): Jacki Conolley, Sheldon Bloch, The North Family Trust, The Weston Living Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Payne L. Templeton
Arbitrator(s): Elliott Zachary Seff, Eugene A. Taylor, John B. La Rue
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-00976 | 03/28/2013 | Claimant(s): Charles Tilghman
Claimant Lawyers(s): Charles S. Tilghman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Joyce L. Hurley
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04047 | 03/27/2013 | Claimant(s): Karen Lamoreaux, Karen Lamoreaux IRA, The Socal Air. Profit Sharing Plan, The Lamoreaux Trust
Claimant Lawyers(s): David Liebrader
Respondent(s): Eric Cannon, Gitty Rahbar, Kimberly Michel, MML Investors Services
Respondent Lawyers(s): Eric Christopher Cannon, Louis H. Castoria, Sylvia M. Scott, William P. Thornton
Arbitrator(s): Richard J. Stall, Eugene A. Taylor, Terry Lynn Chambless
Hearing Site: Los Angeles, CA
| | $1,137,920 |
| 11-02699 | 03/26/2013 | Claimant(s): Lori Koh
Claimant Lawyers(s): Jonathan S. Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): James R. Duncan, Ralph B. Perry, Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | |
| 12-02549 | 03/26/2013 | Claimant(s): Stephen Epstein
Claimant Lawyers(s): Stephen Epstein
Respondent(s): Brokersxpress LLC
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
| | |
| 12-03327 | 03/26/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Kris Larson
Respondent Lawyers(s): Kris Kendrick Larson
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
| | |
| 12-02867 | 03/21/2013 | Claimant(s): Yin Ting Cheng
Claimant Lawyers(s): Alvin Sandjaya
Respondent(s): Longview Financial Group
Respondent Lawyers(s): J. Stuart Schultz
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
| | |
| 10-02139 | 03/19/2013 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Ronald P. Kane
Respondent(s): Caio Dunson
Respondent Lawyers(s): Tanya Sacks
Arbitrator(s): Louis R. Eglash, Mandel E. Himelstein, Andrew Corell Wahrenbrock
Hearing Site: Los Angeles, CA
| | |
| 12-03289 | 03/14/2013 | Claimant(s): John Parmigiani
Claimant Lawyers(s): Jeffrey S. Kob
Respondent(s): Erin Mills
Respondent Lawyers(s): Erin Mills
Arbitrator(s): John E. Ohashi, Salvatore A. Sciortino, Paul Isaac Matloff
Hearing Site: Los Angeles, CA
| | Expungement |
