| 16-03113 | 07/13/2017 | Claimant(s): Samantha Skorija
Claimant Lawyers(s): Jason Kueser
Respondent(s): Gary Burr, VSR Financial Services.
Respondent Lawyers(s): Marc S. Ehrlich
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
|  | $27,315 |
| 15-02672 | 05/05/2017 | Claimant(s): Britta Nosbaum, Finn G. Nosbaum Trust, Lillian R. Nosbaum Trust
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Stephen L. Gardner
Arbitrator(s): Theodore W. Wrobleski, Lynn Hirschfeld Brahin, Irving S. Capitel
Hearing Site: Chicago, IL
| | $0 |
| 16-00519 | 03/01/2017 | Claimant(s): Tom Halling
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
| | $0 |
| 15-01451 | 10/14/2016 | Claimant(s): Thomas Considine
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Liberty Partners Financial Services
Respondent Lawyers(s): Jeffrey A. Fanning
Arbitrator(s): Judith Ann Estabrook Shepard, Joseph V. Simeri, Lynn Hirschfeld Brahin
Hearing Site: Indianapolis, IN
| | $57,283 |
| 15-01499 | 08/31/2016 | Claimant(s): Deborah Howland, Leon Howland
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Lynn Hirschfeld Brahin, Raymond P. Buschmann, William Gibson Heller
Hearing Site: Indianapolis, IN
| | $0 |
| 15-01456 | 05/26/2016 | Claimant(s): Roy Cook
Claimant Lawyers(s): Shomson Moskowitz
Respondent(s): Wolf Financial Management
Respondent Lawyers(s): Natalie Federle
Arbitrator(s): Kevin J. Conway, Lynn Hirschfeld Brahin, Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 15-00273 | 03/10/2016 | Claimant(s): Elaine Hornyak IRA, Steven Hornyak IRA
Claimant Lawyers(s): David Liebrader
Respondent(s): Radcliffe Daly
Respondent Lawyers(s): Radcliffe Robert Daly
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
| | $15,769 |
| 15-01601 | 02/01/2016 | Claimant(s): Raymond Klosz, Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Lynn Hirschfeld Brahin, George H. Perich, W Charles Curley
Hearing Site: Columbus, OH
| | |
| 13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio
Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin
Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 12-01353 | 12/13/2013 | Claimant(s): Broadus Oil Corporation
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Jeremy Ftacek, Invest Financial Corporation
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Kevin J. Conway, Lynn Hirschfeld Brahin, Jonathan B. Gilbert
Hearing Site: Chicago, IL
| | Expungement |
