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FINRA Awards for Harris Freedman

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Displaying 131-140 out of 192 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0105811/22/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Summit Brokerage Services.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0015311/20/2020Claimant(s): Steven Holland
Claimant Lawyers(s): Harris Freedman
Respondent(s): Aragon Financial Services., Veritrust Financial
Respondent Lawyers(s): Edgar Brown, Reza Mohammad Bidgoli
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
20-0044811/17/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): High Mark Securities.
Respondent Lawyers(s): Kenneth R. Wiseman
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0112611/12/2020Claimant(s): Riad Shanawany
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
20-0022311/04/2020Claimant(s): Robert Overall
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Stacey Schmidt
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
20-0044510/30/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Marc A. Cohn
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
20-0088610/30/2020Claimant(s): Heather Churchill
Claimant Lawyers(s): Harris Freedman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0066410/21/2020Claimant(s): Lawrence Breen
Claimant Lawyers(s): Harris Freedman
Respondent(s): Proequities.
Respondent Lawyers(s): Katherine C. Donlon
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
20-0106010/16/2020Claimant(s): Dean Nowak
Claimant Lawyers(s): Harris Freedman
Respondent(s): Taylor Capital Management Inc.
Respondent Lawyers(s): Preston Spears
Arbitrator(s): Mitchel Weiss
Hearing Site: Orlando, FL
20-0046510/13/2020Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL

192 Results

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