Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00445 | 10/30/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): New England Securities Corporation Respondent Lawyers(s): Marc A. Cohn Arbitrator(s): Gayle B. Carlson Hearing Site: Orlando, FL | ||
| 20-00886 | 10/30/2020 | Claimant(s): Heather Churchill Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00664 | 10/21/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): Proequities. Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-01060 | 10/16/2020 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Mitchel Weiss Hearing Site: Orlando, FL | ||
| 20-00465 | 10/13/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gerald Thomas Harper Hearing Site: Orlando, FL | ||
| 20-01003 | 10/09/2020 | Claimant(s): Rodger Shay Claimant Lawyers(s): Harris Freedman Respondent(s): Austin Atlantic Capital Inc. Respondent Lawyers(s): Kevin A. Rowe Arbitrator(s): James W. Geiger Hearing Site: Boca Raton, FL | ||
| 19-03113 | 10/07/2020 | Claimant(s): Matthew Yonally Claimant Lawyers(s): Harris Freedman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Harrison Hearing Site: Los Angeles, CA | ||
| 20-00666 | 10/05/2020 | Claimant(s): Lawrence Breen Claimant Lawyers(s): Harris Freedman Respondent(s): VSR Financial Services. Respondent Lawyers(s): David Feldstein Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | ||
| 20-00197 | 09/24/2020 | Claimant(s): Dale Cebert Claimant Lawyers(s): Harris Freedman Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 20-00449 | 09/18/2020 | Claimant(s): Frankie Brin Claimant Lawyers(s): Harris Freedman Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Gail E. Sasnett Hearing Site: Orlando, FL |