Potomac Analytics' Logo

FINRA Awards for Royal Alliance Associates.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 51-60 out of 90 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0098201/09/2015Claimant(s): Amanda Lenvin, Co-Executor of the Estate, David Lenvin, Estate of Michael William Lenvin
Claimant Lawyers(s): Jon C. Furgison
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gail E. Cohen
Arbitrator(s): Edward J. Costello, Steven A. Wawra, Daniel Su
Hearing Site: Los Angeles, CA
Checkmark Icon$884,220
13-0283611/06/2014Claimant(s): Mary Curattalo, Sal Curattalo
Claimant Lawyers(s): David Liebrader
Respondent(s): Royal Alliance Associates., Mark Intino
Respondent Lawyers(s): Alan L. Sachs, Jay Simpson
Arbitrator(s): Robert A. Lombardi, William R. Rafti, Philip H. Marmurowski
Hearing Site: Las Vegas, NV
Checkmark Icon$45,000
12-0055709/26/2014Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
Checkmark Icon$0
13-0152209/10/2014Claimant(s): Sandra Liebhaber
Claimant Lawyers(s): Robert S. Banks
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): June McLaughlin, Richard J. Stall, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
12-0362512/20/2013Claimant(s): Laurie Krauss, Laurie L. Krauss Trust UAD 03/27/12
Claimant Lawyers(s): David P Meyer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Kathleen P. Helbig-Hannan, Robert M Lustig, Leroy Burton Parks
Hearing Site: Cleveland, OH
Checkmark IconExpungement
12-0118311/27/2013Claimant(s): Joanne Hurley
Claimant Lawyers(s): Todd Wilson
Respondent(s): George Avallone, Royal Alliance Associates., George A. Avallone Tax and Financial Svc
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Charles A. Crocco
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0128311/05/2013Claimant(s): Rosalyn Wenzel
Claimant Lawyers(s): Rosalyn S. Wenzel
Respondent(s): Glenn King, Royal Alliance Associates., Louis Sorrentino
Respondent Lawyers(s): Glenn R. King, Lauren H. Lezak, Louis R. Sorrentino
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Newark, NJ
Checkmark Icon$0
12-0370810/15/2013Claimant(s): Sheryl Einsiedler
Claimant Lawyers(s): Robyne D. LaGrotta
Respondent(s): Royal Alliance Associates., Vincent Collaso
Respondent Lawyers(s): Steve F. Mellen
Arbitrator(s): Karimu F. Hill-Harvey, Edith M. Novack, Stewart E. Winner
Hearing Site: Newark, NJ
Checkmark IconExpungement
11-0432908/21/2013Claimant(s): Juliet Feinberg, Larry Feinberg
Claimant Lawyers(s): Edward Gartenberg
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Michael R. Mitchell, Mario H. Metzger, Janice A. Salter
Hearing Site: Los Angeles, CA
Checkmark Icon$0
12-0197507/23/2013Claimant(s): Alex Binai
Claimant Lawyers(s): D. Daxton White
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Michelle Judy Brant, Sterling N. Frost, Kenneth W. Gosliner
Hearing Site: San Francisco, CA
Checkmark IconExpungement

90 Results

Display: