| 20-00690 | 05/05/2022 | Claimant(s): Richard McCollam
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese
Hearing Site: San Francisco, CA
| | |
| 21-01362 | 05/05/2022 | Claimant(s): Dolores Mitchell
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Morgan Stanley, Royal Alliance Associates.
Respondent Lawyers(s): Amanda L. Parisi, James V. Noblett
Arbitrator(s): Robert J. Miller, Brian John Gallagher, John Warner Lowe
Hearing Site: New York, NY
| | |
| 21-00074 | 12/29/2021 | Claimant(s): Xiujuan Zhu Roth IRA, Zhiming Lu Roth IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Adam Michael Porter
Hearing Site: Denver, CO
|  | $30,225 |
| 20-02793 | 09/09/2021 | Claimant(s): Robert Ryan
Claimant Lawyers(s): Zachary Morse
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 20-03207 | 07/20/2021 | Claimant(s): Scott Fitzgerald
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Vanderbilt Securities
Respondent Lawyers(s): Charles M. O'Rourke, James V. Noblett
Arbitrator(s): Eugene G. P. Byrne
Hearing Site: New York, NY
| | |
| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | |
| 20-02416 | 04/19/2021 | Claimant(s): Paul Largo
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Jay Alan Kranis
Hearing Site: Jersey City, NJ
| | |
| 20-03917 | 04/07/2021 | Claimant(s): Boris Belilovsky
Claimant Lawyers(s): Boris Belilovsky
Respondent(s): Arthur Grossbard, Royal Alliance Associates.
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Evdokia Sofos
Hearing Site: New York, NY
| | $0 |
| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 20-01860 | 01/22/2021 | Claimant(s): Thomas West
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson
Hearing Site: Richmond, VA
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