13-01087 | 12/12/2014 | Claimant(s): Patricia McNamara, The Estate of Francis Leo McNamara Claimant Lawyers(s): Michael Klein Respondent(s): Ameriprise Financial Services., Justin Montandon Respondent Lawyers(s): Edward Walton Arbitrator(s): R. Lee Britton Jr., Jeff Kilgore, Malcolm Edwin Whittaker Hearing Site: Houston, TX
| | $127,740 |
13-02367 | 11/11/2014 | Claimant(s): Robert Bee Claimant Lawyers(s): Lance C McCardle Respondent(s): Brian Lawrence, UBS Financial Services Inc. Respondent Lawyers(s): George C. Freeman, Rebecca E. Swenson Arbitrator(s): Frederick H. Bruce, Jeff Kilgore, Francis Frank Fontenot Hearing Site: New Orleans, LA
| | Expungement |
13-01603 | 10/28/2014 | Claimant(s): Annabelle Relf, Jeffrey Relf Claimant Lawyers(s): Edward H. Glenn Respondent(s): David Rogers, Dwight Badger, Keith Beck, Keith Daubenspeck, Matthew Gartner, Advanced Equities. Respondent Lawyers(s): Amal S. Amin, Howard R. Elisofon, Keith Eric Beck Arbitrator(s): Jeff Kilgore, Lynne M. Gomez, John Chelsea Allman Hearing Site: Houston, TX
| | Expungement |
13-02109 | 03/26/2014 | Claimant(s): James Dickson, Margery Dickson Claimant Lawyers(s): James Boanerges Respondent(s): Golden Beneficial Securities Corporation Respondent Lawyers(s): Sean Leidelmeyer, CEO Arbitrator(s): Richard F. Dole, Jeff Kilgore, Daniel Stephen Dexter Hearing Site: Houston, TX
| | $2,497,700 |
12-02695 | 11/11/2013 | Claimant(s): Donna Ross, Glenda Donoho Claimant Lawyers(s): Lance C. Arney Respondent(s): Financial Synergies Asset Management, In Respondent Lawyers(s): Erin C. Villasenor Arbitrator(s): Jeff Kilgore, Jeffrey R. Jury, Michael Louis Goldstone Hearing Site: Houston, TX
| | $0 |
11-02862 | 05/22/2013 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Joseph Dunn Respondent Lawyers(s): Joseph Dunn Arbitrator(s): Jeff Kilgore Hearing Site: Houston, TX
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11-02704 | 10/16/2012 | Claimant(s): Edmond Helaire, Estate of Nina R. Helaire Claimant Lawyers(s): Edmond Helaire Respondent(s): Shelley Moncrief, Hibernia Investment Securities. Respondent Lawyers(s): Todd Ratner Arbitrator(s): Jeff Kilgore Hearing Site: New Orleans, LA
| | $0 |
10-05348 | 02/17/2012 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kenneth Horswell Respondent Lawyers(s): Kenneth Alan Horswell Arbitrator(s): James G. Cooper, Michael J. Ahlstrom, Jeff Kilgore Hearing Site: Houston, TX
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09-06504 | 11/16/2011 | Claimant(s): Patrick Mendenhall Claimant Lawyers(s): Brian E. Bro Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Robert L. Ivey Arbitrator(s): Nathan Levy, Jeff Kilgore, Mary Esther Escobedo Hearing Site: Houston, TX
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09-06066 | 10/21/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): James J. McNamara Respondent(s): Christopher St. Laurent Respondent Lawyers(s): Leonard J. Meyer Arbitrator(s): Mark A. Myers, Jeff Kilgore, Carlton A. Butler Hearing Site: Houston, TX
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