| 17-02365 | 07/05/2019 | Claimant(s): Jamie Brown, Roger Brown
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): George Rankin, UBS Financial Services Inc., Samuel Rankin
Respondent Lawyers(s): Anthony J. Borrelli, Cory Hohnbaum
Arbitrator(s): Mary E. Woytek, John Russell Barlow, Richard E. Miley
Hearing Site: Charlotte, NC
|  | $125,000 |
| 18-04052 | 06/10/2019 | Claimant(s): Robert Curtis
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart Rebish
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | |
| 17-03428 | 05/08/2019 | Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
| | $0 |
| 17-03289 | 02/12/2019 | Claimant(s): Jessica Russell
Claimant Lawyers(s): John E Sutherland
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Ronald L. Cheney, Susan M. Thevenet, Peter L. Murray
Hearing Site: Augusta, ME
| | Expungement |
| 17-03224 | 04/16/2018 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Gregory Bruno
Respondent Lawyers(s): Gregory E Bruno
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | |
| 17-00965 | 03/28/2018 | Claimant(s): Martin Finn
Claimant Lawyers(s): Martin J. Finn
Respondent(s): Brian Cain, Jason Chandler, Kat Koutsantonis, UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
| | |
| 16-00658 | 03/28/2018 | Claimant(s): Richard Levine
Claimant Lawyers(s): Adam Gana
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Michael J. Quarequio, Richard Carl Smukler, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Expungement |
| 17-02302 | 12/20/2017 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 16-03445 | 08/15/2017 | Claimant(s): Alfred Kovacs
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust
Respondent Lawyers(s): John L. Dagley
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
| | Expungement |
| 16-03444 | 06/13/2017 | Claimant(s): Robert Packer
Claimant Lawyers(s): Anthony J. Borrelli
Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust
Respondent Lawyers(s): John L. Dagley
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | Expungement |
