| 16-01844 | 05/25/2017 | Claimant(s): Aspen Creek Partners
Claimant Lawyers(s): Eugene Mone
Respondent(s): VTB Capital Inc.
Respondent Lawyers(s): Robert G. Heim
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
|  | $0 |
| 15-02759 | 04/25/2017 | Claimant(s): Charles Gilbride, Dean Myerow
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): BB&T Securities
Respondent Lawyers(s): David E. Constine
Arbitrator(s): Edward W. Morris, Gregory James Libertiny, Sean F. Monahan
Hearing Site: Newark, NJ
| | |
| 15-01514 | 03/17/2017 | Claimant(s): Robert Ehrenspeck
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Derek Schure, Mark Melnick, Lightspeed Trading
Respondent Lawyers(s): James L. Kopecky, Robert M. Bursky
Arbitrator(s): Alice J. P. Lee-Getman, Edward W. Morris, Brian John Gallagher
Hearing Site: New York, NY
| | $0 |
| 14-02402 | 01/23/2017 | Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Scott Schulte
Respondent Lawyers(s): Scott Frederick Schulte
Arbitrator(s): Edward W. Morris, James Alexander Brown
Hearing Site: New York, NY
| | |
| 16-01556 | 01/13/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Seigerman
Respondent Lawyers(s): David Seigerman
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 16-00548 | 11/14/2016 | Claimant(s): Jeffrey Matthew Wealth Management, Jeffrey Matthews Financial Group
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Lee Watson
Arbitrator(s): Sam Antar, Stanley M. Lenkowicz, Edward W. Morris
Hearing Site: Newark, NJ
| | |
| 15-00927 | 11/08/2016 | Claimant(s): Peter Little
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Kathryn L. Alessi
Arbitrator(s): Edward W. Morris, David Serko
Hearing Site: New York, NY
| | |
| 15-00412 | 11/03/2016 | Claimant(s): Edward White
Claimant Lawyers(s): Michael McAllister
Respondent(s): Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard Babnick
Arbitrator(s): William G. Binckes, Judith P. Brooks, Edward W. Morris
Hearing Site: New York, NY
| | |
| 16-01008 | 08/29/2016 | Claimant(s): Kathleen Sincerbeaux
Claimant Lawyers(s): Kathleen J. Sincerbeaux
Respondent(s): Wells Fargo Advisors Financial Network, First Clearing
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Edward W. Morris
Hearing Site: Augusta, ME
| | $9,603 |
| 15-01809 | 04/04/2016 | Claimant(s): Joan Kellerts
Claimant Lawyers(s): Joan Kellerts
Respondent(s): Kenneth Hirsch, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
| | $26,583 |
