Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03160 | 10/29/2021 | Claimant(s): Matthew Simmons Claimant Lawyers(s): Matthew Simmons Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Edward W. Morris Hearing Site: Boston, MA |  | $0 |
| 21-00115 | 09/07/2021 | Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Kim M. Monchik Respondent(s): Joshua Vandress Respondent Lawyers(s): Jon-Jorge Aras Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | ||
| 20-00739 | 08/24/2021 | Claimant(s): Raymond Martin Claimant Lawyers(s): Raymond Martin Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Mark G. Materna Arbitrator(s): Kip C Lubcke, Edward W. Morris, Howard Alan Grinsberg Hearing Site: Jersey City, NJ | | $0 |
| 20-03879 | 07/20/2021 | Claimant(s): Ana Pazmino Claimant Lawyers(s): Darryl J. Bouganim Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Ira G. Rosenstein Arbitrator(s): Paul K. Barenholtz, Annamaria Boccia Smith, Edward W. Morris Hearing Site: New York, NY | ||
| 20-03455 | 05/05/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Joseph Stengel Respondent Lawyers(s): Joseph Steven Stengel Arbitrator(s): Edward W. Morris Hearing Site: Wilmington, DE | ||
| 20-02511 | 04/13/2021 | Claimant(s): Beverly Ketel Claimant Lawyers(s): Beverly Marie Ketel Respondent(s): Citizens Securities. Respondent Lawyers(s): Geoffrey W. Millsom Arbitrator(s): Thomas C. Tretter, Linda J. Baer, Edward W. Morris Hearing Site: Manchester, NH | ||
| 20-02550 | 03/23/2021 | Claimant(s): Craig Bloxham, Craig G. Bloxham & Deborah Bloxham Joint Claimant Lawyers(s): Craig G. Bloxham Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Edward W. Morris Hearing Site: Montpelier, VT | | $16,753 |
| 19-02005 | 03/15/2021 | Claimant(s): Megan Hait Claimant Lawyers(s): Scott L. Silver Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Shelley Teitelbaum, Julian F. Santos, Edward W. Morris Hearing Site: New York, NY | | Expungement |
| 20-03578 | 02/23/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Nicola A. Murphy Respondent(s): Kevin Fay Respondent Lawyers(s): Kevin P. Fay Arbitrator(s): Edward W. Morris Hearing Site: Jersey City, NJ | ||
| 20-01298 | 01/12/2021 | Claimant(s): Christopher Knutson Claimant Lawyers(s): Harry Meyer Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Edward W. Morris Hearing Site: New York, NY |