| 19-01189 | 01/13/2020 | Claimant(s): Jorge Blanco
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Gregory G. Gocek
Hearing Site: Chicago, IL
| | |
| 19-02636 | 01/13/2020 | Claimant(s): Sharon Loxton
Claimant Lawyers(s): Sharon P. Loxton
Respondent(s): Ameriprise Financial Services., John Lynch
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Michael S. Jordan
Hearing Site: Milwaukee, WI
|  | $3,775 |
| 19-01891 | 12/18/2019 | Claimant(s): Toby Hazel
Claimant Lawyers(s): Toby S. Hazel
Respondent(s): David Hall, Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Jon H. Sylvester
Hearing Site: Honolulu, HI
| | $0 |
| 19-01994 | 12/11/2019 | Claimant(s): Elizabeth DeZeeuw., Steven DeZeeuw
Claimant Lawyers(s): Steven DeZeeuw
Respondent(s): Ameriprise Financial Services., Mitchell Black
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Bruce Keplinger
Hearing Site: Kansas City, MO
| | $450 |
| 18-04079 | 12/03/2019 | Claimant(s): David Taylor, Kay Taylor
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowther
Arbitrator(s): Langdon T. Owen, Thomas R. Dreiling, Mark Lee Haggard
Hearing Site: Boise, ID
| | $0 |
| 19-00974 | 11/26/2019 | Claimant(s): Louis Windawi
Claimant Lawyers(s): Chad E Weaver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
| | |
| 19-01188 | 11/11/2019 | Claimant(s): Donald Weaver
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | |
| 16-00653 | 11/08/2019 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Mark Adams
Respondent Lawyers(s): Mark Adams
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | |
| 18-02601 | 11/01/2019 | Claimant(s): Barbara Romashko, Harry Zacharias, Thomas Romashko
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Anthony Madden, Edward Katarsky, Ameriprise Financial Services.
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Donald S. Bauman
Hearing Site: Philadelphia, PA
| | $0 |
| 19-00488 | 10/17/2019 | Claimant(s): Robert Burns
Claimant Lawyers(s): Harris Freedman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Monica I. Salis
Hearing Site: Boca Raton, FL
| | |
