| 21-02519 | 03/24/2022 | Claimant(s): Sean Huskins
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B Magarian
Arbitrator(s): Langfred W. White, Stephen A. Saker, John Winslow Griesser
Hearing Site: Orlando, FL
| | |
| 21-00984 | 01/24/2022 | Claimant(s): Duane Goeden, Marion Goeden
Claimant Lawyers(s): Duane Goeden
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Peter N. Thompson, Kerry C. Koep, James Martell Martin
Hearing Site: Minneapolis, MN
|  | Expungement |
| 21-01382 | 01/21/2022 | Claimant(s): James McCoy, Joshua McCoy
Claimant Lawyers(s): Zachary Morse
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
| | |
| 20-04121 | 10/20/2021 | Claimant(s): Shelby Fink
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Dissen
Hearing Site: Louisville, KY
| | |
| 21-01274 | 09/22/2021 | Claimant(s): Hailey Woolf ESA, Hailey Woolf UTMA, Walker Woolf ESA, Walker Woolf UTMA, Melissa Woolf Roth IRA, Melissa Woolf r/o IRA, Steven Woolf Roth IRA, Steven & Melissa Woolf Joint
Claimant Lawyers(s): Steven Woolf
Respondent(s): Ameriprise Financial Services., Wells Fargo Clearing Services, Jonathan Mirer, Michael Swinehart
Respondent Lawyers(s): Jeffery D. Rodgers, Sydney H. Crowder
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Charlotte, NC
| | $0 |
| 20-00791 | 10/05/2020 | Claimant(s): Steven Jablonski
Claimant Lawyers(s): Brian Luther
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Philadelphia, PA
| | |
| 20-00362 | 09/17/2020 | Claimant(s): Scott Arrasmith
Claimant Lawyers(s): Frances Menzer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Frances Johnson Wright
Hearing Site: Denver, CO
| | |
| 20-01420 | 09/16/2020 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A La Porta
Respondent(s): Robert Whittenburg
Respondent Lawyers(s): Robert Roy Whittenburg
Arbitrator(s): Robert L. Yeager
Hearing Site: Dallas, TX
| | |
| 20-00698 | 09/04/2020 | Claimant(s): Armand Atkinson
Claimant Lawyers(s): Matt Wolper
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 19-03589 | 06/19/2020 | Claimant(s): Jacob Fitzgerald
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
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