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FINRA Awards for Ameriprise Financial Services.

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Displaying 531-540 out of 559 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0230005/14/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed Magarian
Respondent(s): Kevyn Robinson
Respondent Lawyers(s): Kevyn R. Robinson
Arbitrator(s): David N. Burn, Fred M. Ridolphi, Patricia Best Vital
Hearing Site: Memphis, TN
08-0184204/27/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Juliet Kiwanuka
Respondent Lawyers(s): Juliet Ann Kiwanuka
Arbitrator(s): Stephen C. Thayer, George F. Longino, Jill M. Zacha
Hearing Site: Dallas, TX
08-0095203/13/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jesse Brown
Respondent Lawyers(s): Jesse Booker Brown
Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly
Hearing Site: Chicago, IL
08-0080902/27/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Ed. Magarian
Respondent(s): Vladimer Victor
Respondent Lawyers(s): Vladimir Victor
Arbitrator(s): James A. Laurenson
Hearing Site: Cleveland, OH
08-0125402/26/2009Claimant(s): Andrew Hoh
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leon Henderson, Donald Cornelius Morrison, Donald L. Horowitz
Hearing Site: Raleigh, NC
Checkmark Icon$92,263
07-0324602/09/2009Claimant(s): Roger Coyle
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Gerald H. Powers, John Joseph Cotter, Zenon Charles Tencza
Hearing Site: Boston, MA
08-0184302/09/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Jonathan Hunsucker
Respondent Lawyers(s): Jonathan Scott Hunsucker
Arbitrator(s): Patricia J. Branco
Hearing Site: Dallas, TX
08-0115701/14/2009Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Lance Cooper
Respondent Lawyers(s): Lance Sloan Cooper
Arbitrator(s): David T. Maddux
Hearing Site: Birmingham, AL
08-0094101/07/2009Claimant(s): Peter Doran
Claimant Lawyers(s): Peter Doran
Respondent(s): Ameriprise Financial Services., Richard Hagopian
Respondent Lawyers(s): Courtney R. Reid
Arbitrator(s): Thomas J. Donoghue
Hearing Site: Boston, MA
Checkmark Icon$0
07-0347612/05/2008Claimant(s): Virginia McGaughran, Omega Psychology Center.
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Steven N. Ainbinder, Michael T. Williams, Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

559 Results

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