Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03308 | 10/21/2021 | Claimant(s): Michele Gray Claimant Lawyers(s): Michele Gray Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Nikolas S. Komyati Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee Hearing Site: Albany, NY |  | $0 |
| 19-03387 | 02/18/2021 | Claimant(s): Allied Millennial Partners Claimant Lawyers(s): Robert M. Bursky Respondent(s): Ross Gladstone Respondent Lawyers(s): Stuart N. Kaplan Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 19-02160 | 10/06/2020 | Claimant(s): Donald Chiert Claimant Lawyers(s): Christopher J. Albanese Respondent(s): Fidelity Brokerage Services LLC, William Fleming Respondent Lawyers(s): Logan S. Fisher Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | | Settlement |
| 20-01210 | 09/29/2020 | Claimant(s): Andoni Yturralde Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 17-03225 | 07/06/2020 | Claimant(s): Eza Cattan, Lisa Cattan Claimant Lawyers(s): David B Newman Respondent(s): Gary Adkin, John Cregan, Jonathan Harris, Stifel, Nicolaus & Co.., Rebecca Mora Respondent Lawyers(s): Eric D. Martin Arbitrator(s): Keely D. Parr, Cheryl H. Agris, Matthew Fenster Hearing Site: New York, NY | | Settlement |
| 18-02418 | 11/15/2019 | Claimant(s): Steven Bender Claimant Lawyers(s): Steven L. Bender Respondent(s): Dominick & Dickerman LLC Respondent Lawyers(s): Jacqueline R. Meyers Arbitrator(s): Keely D. Parr, Anna Lascar, John Warner Lowe Hearing Site: New York, NY | | Dismissed by Rule 12206/12504 |
| 18-04276 | 09/26/2019 | Claimant(s): Edward Trieber Claimant Lawyers(s): Barry Bordetsky Respondent(s): Edward Herbst, Wellington Shields & Co. Respondent Lawyers(s): Neil A. Sussman Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | | $0 |
| 18-04428 | 06/24/2019 | Claimant(s): Rocco Guidicipietro Claimant Lawyers(s): Scott Holcomb Respondent(s): John Maring, Laura Maring Respondent Lawyers(s): John Maring Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | | Expungement |
| 18-00748 | 06/12/2019 | Claimant(s): Vincent Camarda Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | ||
| 18-04248 | 06/12/2019 | Claimant(s): Yatin Sampat Claimant Lawyers(s): Yatin Sampat Respondent(s): Barclays Capital Inc., optionsXpress. Respondent Lawyers(s): David G. Russell, Joseph L. Siders Arbitrator(s): Susan C. Lushing, Marguerite B. Filson, Keely D. Parr Hearing Site: New York, NY | | Dismissed by Rule 12206/12504 |