18-03591 | 04/02/2019 | Claimant(s): Mark Miller Claimant Lawyers(s): John D. Stewart Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joel M. Everest Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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18-03064 | 02/27/2019 | Claimant(s): Riad Shanawany Claimant Lawyers(s): Eric Litow Respondent(s): Windsor Street Capital Respondent Lawyers(s): John W. Stalanski Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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17-01902 | 02/07/2019 | Claimant(s): Benita Gabbe, Benita L. Gabbe Revocable Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
| | Expungement |
17-03094 | 02/07/2019 | Claimant(s): W. James Schiller Rev Trust Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): The GMS Group Respondent Lawyers(s): Alex Schmidt Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
| | $0 |
18-02700 | 01/24/2019 | Claimant(s): Kevin Turnock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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18-00844 | 11/26/2018 | Claimant(s): Sean Fetterman Claimant Lawyers(s): Joshua A. Katz Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): T.R. Bynum III Arbitrator(s): Carl Shechter Hearing Site: Boca Raton, FL
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15-00020 | 05/22/2018 | Claimant(s): Adam Goldstein, Jared Goldstein, Robert Goldstein, Estate of Herbert J. Goldstein Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley, Eugene Desoiza Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl Shechter, Edward R. Niederriter, Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | $36,984 |
15-01606 | 12/26/2017 | Claimant(s): Donovan Essen, Palm City Family Dental Care Profit Shar Claimant Lawyers(s): Joshua B. Kons Respondent(s): Duane Goodell, Triad Advisors. Respondent Lawyers(s): Gregg Breitbart Arbitrator(s): James W. Geiger, Carl Shechter, Ronald W. Weissman Hearing Site: Boca Raton, FL
| | Expungement |
16-00712 | 06/09/2017 | Claimant(s): Susan Wilson Claimant Lawyers(s): Jason Haselkorn Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Carl Shechter, Donald Theodore Ryce, Mark A Bilawsky Hearing Site: Boca Raton, FL
| | $0 |
14-01580 | 06/29/2016 | Claimant(s): Noor Barsar Claimant Lawyers(s): Jared Levy Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms, Patricia E. Cowart Arbitrator(s): Marc T. Danon, Carl Shechter, Herbert Branitsky Hearing Site: Boca Raton, FL
| | Expungement |