Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02407 | 03/29/2021 | Claimant(s): Anthony Pasculli Claimant Lawyers(s): Richard S. Meisner Respondent(s): The Jeffrey Matthews Financial Group LLC Respondent Lawyers(s): Stephen Cucchia Arbitrator(s): Michael Fischetti Hearing Site: Jersey City, NJ | ||
| 20-02078 | 03/26/2021 | Claimant(s): Joanne Gilrain Claimant Lawyers(s): Joanne C. Gilrain Respondent(s): Brian Kerwin, RBC Capital Markets LLC Respondent Lawyers(s): Roxanna V. Gonzalez Arbitrator(s): Denise L. Quarles Hearing Site: Jersey City, NJ |  | $163 |
| 20-02908 | 03/24/2021 | Claimant(s): Mamode Oozeerall Oozeerally Claimant Lawyers(s): Jennifer Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 19-03771 | 03/23/2021 | Claimant(s): Frank Miceli Claimant Lawyers(s): William F. Dahill Respondent(s): Christopher Matthaei, Elevation Respondent Lawyers(s): James V. Garvey Arbitrator(s): Edith M. Novack, Leo J. Karwejna, Eric Nelson Hearing Site: Jersey City, NJ | ||
| 17-03115 | 03/22/2021 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Joseph Modero Respondent Lawyers(s): Jenice L. Malecki Arbitrator(s): Michael H DuBoff, Eric Moss Stein, Judith B Weinstock Hearing Site: Jersey City, NJ | ||
| 20-03221 | 03/18/2021 | Claimant(s): Angus Miller Claimant Lawyers(s): Sarah Yates Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-03629 | 03/17/2021 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Michael E. Rowe Respondent(s): John Ebanietti Respondent Lawyers(s): John B. Ebanietti Arbitrator(s): Robert E. Anderson Hearing Site: Jersey City, NJ | ||
| 20-03159 | 03/08/2021 | Claimant(s): Rachel Leventhal Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Paul Allan Massaro Hearing Site: Jersey City, NJ | ||
| 20-02040 | 03/05/2021 | Claimant(s): Daryl Hersch, Jeffrey Gordon Claimant Lawyers(s): Ronald Shindler Respondent(s): Celadon Financial Group LLC Respondent Lawyers(s): Paul M. Waldman Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ | ||
| 20-02883 | 02/26/2021 | Claimant(s): Lauren Frahn Claimant Lawyers(s): Jennifer Woods-Burke Respondent(s): Hennion & Walsh. Respondent Lawyers(s): Mitra E. Niknam Arbitrator(s): Louis H Miron Hearing Site: Jersey City, NJ |