| 16-00676 | 03/03/2017 | Claimant(s): Vickie Little
Claimant Lawyers(s): Craig H. Durham
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jodi S. Cohen
Arbitrator(s): Larry T. Coady
Hearing Site: Boise, ID
| | |
| 16-01872 | 12/22/2016 | Claimant(s): Andrew Jones
Claimant Lawyers(s): Andrew Jones
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chema
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
|  | Dismissed by Rule 12206 |
| 14-01676 | 05/12/2016 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John L. Erikson
Respondent(s): Stifel, Nicolaus & Co.., Gary Whinery
Respondent Lawyers(s): Joseph A. Dougherty
Arbitrator(s): Michael D. Weiner, Daniel B. MacLeod, John Robert Oreskovich
Hearing Site: Boise, ID
| | |
| 14-02466 | 02/23/2016 | Claimant(s): Pamela Belsky
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Justine Fischer, John Robert Oreskovich, Dale G. Higer
Hearing Site: Boise, ID
| | Expungement |
| 14-01081 | 05/29/2015 | Claimant(s): Nicholas Glasby
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors LLC
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
| | Expungement |
| 13-03448 | 04/13/2015 | Claimant(s): Darren Josephson, Richard Almond, Trent Yost
Claimant Lawyers(s): James K. Barbee
Respondent(s): Amy Allen, Arlo Luke, Bernard Judge, Brent Lee, Bruce Newbold, Catherine Judge, Clair Bowen, Claire Hill, CoyAnn Tilton, Debra Adams, Ernest Hedstrom, Gary Summers, Hal Adams, Jared Allen, Jerry Wixom, John Hoopes, Kevin Webster, Norma Galazin, Parke Josephson, Patsy Bagley Brunson, et al
Respondent Lawyers(s): Amy C. Allen, Arlo Luke, Bernard Judge, Betty Ritter, Bruce L. Newbold, Catherine Judge, Clair D. Bowen, Claire Ann Hill, Compliance Officer, Coyann Tilton, Dan Bowen, Debra Adams, Ernest Udell Hedstrom, Gary Summers, Hal Adams, Hal and Debra Adams, Hans & Petrea Hibber, Jared W. Allen, Jerry Wixom, John C. Hoopes, et al
Arbitrator(s): Keith C. Folkman
Hearing Site: Boise, ID
| | Expungement |
| 12-02097 | 02/25/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): George Lucker
Respondent Lawyers(s): George Henry Lucker
Arbitrator(s): George J. Karlsven
Hearing Site: Boise, ID
| | |
| 13-03036 | 08/05/2014 | Claimant(s): Patrick Sandru
Claimant Lawyers(s): Patrick J. Sandru
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
| | $0 |
| 13-00952 | 02/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Candy Taylor
Respondent Lawyers(s): Candy Taylor-Beck
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
| | |
| 10-04787 | 01/10/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Sean G. Duffy
Respondent(s): James Cooper
Respondent Lawyers(s): Michael Cooper
Arbitrator(s): Langdon T. Owen, Wendy L. Harris, Seymour A. Kolman
Hearing Site: Boise, ID
| | |
