| 18-01312 | 11/28/2018 | Claimant(s): Jennifer Hatch
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 18-00888 | 11/13/2018 | Claimant(s): Alexander Sugar
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Stanley, J.P. Morgan Securities
Respondent Lawyers(s): Joseph A. Sack, Thomas J. Cahill
Arbitrator(s): James R. Collins
Hearing Site: Boston, MA
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| 18-01228 | 11/02/2018 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Chase Investment Services Corp., Cetera Advisors LLC
Respondent Lawyers(s): Christina Vourakis, Thomas J. Cahill
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 17-03156 | 10/26/2018 | Claimant(s): Jason Sanders
Claimant Lawyers(s): Adam Kauff
Respondent(s): Chase Investment Services Corp., J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 18-00205 | 10/19/2018 | Claimant(s): George Schietinger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
| | |
| 12-00526 | 06/05/2014 | Claimant(s): Mark Newman
Claimant Lawyers(s): Philip J. Campisi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
|  | Expungement |
| 13-00127 | 09/26/2013 | Claimant(s): David Tansor
Claimant Lawyers(s): David A. Gehn
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Milwaukee, WI
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| 11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY
| | |
| 09-03002 | 03/14/2011 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Morgan Keegan & Company., Todd Rozzo
Respondent Lawyers(s): Charles M. Dalziel, Marc S. Dobin
Arbitrator(s): Allen Kilik, Ellen J. Abrams, Ronald J. Kovack
Hearing Site: Boca Raton, FL
| | |
| 08-02059 | 06/10/2009 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Brian Radoo, Next Financial Group.
Respondent Lawyers(s): Brian Radoo, Melvin G. Mosley
Arbitrator(s): Marguerite B. Filson, Robert S. Getman, James D. Yellen
Hearing Site: New York, NY
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