Potomac Analytics' Logo

FINRA Awards for St. Louis, MO

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 81-90 out of 233 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0181909/22/2017Claimant(s): Elizabeth Benitone, Troy Benitone
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): Janet P. Jakubowicz
Arbitrator(s): Janet M. Thompson, David F. Barrett, Kim L. Kirn
Hearing Site: St. Louis, MO
Checkmark Icon$568,699
16-0129407/11/2017Claimant(s): Jane Snyder
Claimant Lawyers(s): Jane C. Snyder
Respondent(s): John Horseman
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Michael L. Lyons, Anthony J. Soukenik, Frederick Michael Switzer
Hearing Site: St. Louis, MO
Checkmark Icon$0
14-0350606/27/2017Claimant(s): Barbara Dean
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Leah A. Murray, Michael L. Lyons, A.J. Seier
Hearing Site: St. Louis, MO
Checkmark Icon$0
15-0260906/23/2017Claimant(s): Todd Clay
Claimant Lawyers(s): Jonathan LA Phillips
Respondent(s): Chapin, Davis
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): Joseph R. Soraghan, Matthew Patrick McCauley, Robert Stewart Barney
Hearing Site: St. Louis, MO
16-0321305/31/2017Claimant(s): Thomas Hake
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Deborah Rathgeber, Douglas Glaser
Respondent Lawyers(s): Deborah L. Rathgeber, Douglas L. Glaser
Arbitrator(s): Julius Z. Frager, Sheldon Weinhaus, Joseph K Marshall
Hearing Site: St. Louis, MO
Expungement
16-0002505/03/2017Claimant(s): The Dennis Keyser Revocable Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): H. Beck.
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Thomas J. Ray, Kim L. Kirn, Marjorie Lynn Gold
Hearing Site: St. Louis, MO
Checkmark IconExpungement
15-0327504/18/2017Claimant(s): Adrienne Mennemeyer
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s): Frederick Michael Switzer, Teresa Marie Boyer Allgeyer, Sheldon Weinhaus
Hearing Site: St. Louis, MO
16-0107003/17/2017Claimant(s): Laurie Marchel
Claimant Lawyers(s): Alice K. Jump
Respondent(s): Invesco Distributors.
Respondent Lawyers(s): Yvette V. Gatling
Arbitrator(s): Gregory G. Gocek, Sheldon Weinhaus, Mary O'Connell Smith
Hearing Site: St. Louis, MO
16-0295103/09/2017Claimant(s): KBS Capital Markets Group LLC
Claimant Lawyers(s): Eric S. Beane
Respondent(s): Andrew Schenk
Respondent Lawyers(s): Donald R. McNeil
Arbitrator(s): Jeffry M. Bauer
Hearing Site: St. Louis, MO
15-0122801/20/2017Claimant(s): Kenneth Rowan
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Bruce Guarino, Chris Wiseman, George Hasapes, Glen Stifelman, Rockwell Global Capital LLC
Respondent Lawyers(s): Aegis J. Frumento, Chris Michael Wiseman, George Peter Hasapes, Robert M. Bursky
Arbitrator(s): Michael L. Lyons, Kim L. Kirn, Sheldon Weinhaus
Hearing Site: St. Louis, MO
Checkmark Icon$0

233 Results

Display: