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FINRA Awards for Pittsburgh, PA

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Displaying 31-40 out of 183 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0336705/26/2021Claimant(s): Stephen Bender
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
20-0184505/19/2021Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): John James McGovern
Hearing Site: Pittsburgh, PA
20-0184405/10/2021Claimant(s): Edward Blacka
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselski
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Pittsburgh, PA
20-0269404/26/2021Claimant(s): Nicholas Losinno
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): LPL Financial LLC, Thomas Fross
Respondent Lawyers(s): Tracey Salomon-Smith
Arbitrator(s): Jim Geiger, Barry Goldman, James T. Carney
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
20-0246204/09/2021Claimant(s): Ahmiel Baum
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Jeffrey S. Margolin
Arbitrator(s): Richard W. Dissen
Hearing Site: Pittsburgh, PA
20-0184803/23/2021Claimant(s): Anthony Hladek
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Trustmont Financial Group.
Respondent Lawyers(s): Anthony C. Hladek
Arbitrator(s): John J. Neely
Hearing Site: Pittsburgh, PA
20-0097611/17/2020Claimant(s): Matthew Orman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
20-0046810/30/2020Claimant(s): Tracey Drabant
Claimant Lawyers(s): Tracey Drabant
Respondent(s): Jonathan Kuhn, Allegheny Investments, Ltd.
Respondent Lawyers(s): Matthew S. Hardin
Arbitrator(s): Jim Geiger, Richard W. Dissen, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$5,000
19-0151110/14/2020Claimant(s): Charlotte Chase
Claimant Lawyers(s): John M. Petrisek
Respondent(s): David Smith, Donald Smith, Provident Private Capital Partners.
Respondent Lawyers(s): Eric J. Purchase, G. Clinton Kelley
Arbitrator(s): Robert J. Scafuri, Kenneth Alan Eisner, Peter Vincent Marcoline
Hearing Site: Pittsburgh, PA
20-0054309/28/2020Claimant(s): Ronald Massari
Claimant Lawyers(s): Scott A. Lane
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Michael J. Meeusen
Hearing Site: Pittsburgh, PA
Checkmark Icon$0

183 Results

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