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FINRA Awards for Pittsburgh, PA

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Displaying 11-20 out of 183 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0213607/25/2023Claimant(s): Kenneth Kondas
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Paul R. Harris
Arbitrator(s): Robert J. Scafuri
Hearing Site: Pittsburgh, PA
22-0155806/20/2023Claimant(s): Amy Seltzer, David Neumann, James Ellis
Claimant Lawyers(s): Todd Ratner
Respondent(s): Anthony Bambocci, Brandienne Tarbert, Christopher Tarbert
Respondent Lawyers(s): Jason S. Haselkorn
Arbitrator(s): Peter Glasser, Gregory Hunter Mathews, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
Expungement
22-0242302/21/2023Claimant(s): John Rauch
Claimant Lawyers(s): Sandra D Grannum
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Theodore R. Bynum III
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
22-0072312/22/2022Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Equitable Advisors, Woodbury Financial Services.
Respondent Lawyers(s): Jennifer R. Cox, Michael J. Biondi
Arbitrator(s): Douglas M. Branson
Hearing Site: Pittsburgh, PA
21-0020412/22/2022Claimant(s): Carol Boogher, Joel Boogher
Claimant Lawyers(s): Joseph C. Korsak
Respondent(s): Michael Nigro, MML Investors Services
Respondent Lawyers(s): Barry Temkin, Julie E. Ravis
Arbitrator(s): Richard W. Dissen, Michael D. McDowell, Mary Kathleen Mackey
Hearing Site: Pittsburgh, PA
Checkmark IconExpungement
22-0067211/16/2022Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
21-0246909/21/2022Claimant(s): Guy Deemer
Claimant Lawyers(s): Brian Luther
Respondent(s): Oppenheimer & Co.., Stifel, Nicolaus & Co..
Respondent Lawyers(s): John T. McGuire, Lauren Beekman
Arbitrator(s): Richard W. Dissen, John J. Neely, David Michael Stabile
Hearing Site: Pittsburgh, PA
21-0267408/31/2022Claimant(s): Matthew Zima
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Matthew Bohenek
Arbitrator(s): Mark A. Sipper
Hearing Site: Pittsburgh, PA
21-0306608/18/2022Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Gregory M. Curley
Respondent(s): Roger Bedillion
Respondent Lawyers(s): Michael J. Betts
Arbitrator(s): Barry Goldman, Peter Glasser, Mark A. Sipper
Hearing Site: Pittsburgh, PA
17-0257808/08/2022Claimant(s): Edward Pesicka, Wendy Pesicka, Edward & Wendy Pesicka
Claimant Lawyers(s): Michael P. Oliverio
Respondent(s): Gregory Pease, Wells Fargo Clearing Services, John Rauch
Respondent Lawyers(s): Sandra D. Grannum
Arbitrator(s): James T. Carney, William L. White, John J. Neely
Hearing Site: Pittsburgh, PA
Checkmark Icon$731,587

183 Results

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