| 05-04558 | 08/28/2008 | Claimant(s): Joseph and Isabel Prischak
Claimant Lawyers(s): Douglas R. Jennings
Respondent(s): Malcolm Dale
Respondent Lawyers(s): Malcolm T. Dale
Arbitrator(s): Beth Rackley Hesselson, Donald A. Olszewski, Albert Joseph Boucek
Hearing Site: Pittsburgh, PA
|  | Stipulated Award |
| 07-03450 | 08/15/2008 | Claimant(s): Gary Marsico, Gary W. Marsico, IRA
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman
Hearing Site: Pittsburgh, PA
| | $225 |
| 07-01864 | 07/15/2008 | Claimant(s): Estate of Lewis A. Scull, Jr.
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Andrew Kolenda, Carl Antonucci, Rick Pierchalski, William Berkowitz, 4th Street Investments, BP Investment Partners I LP, BP Investment Partners II LP, BP Investment Partners III LP, BPU Investment Group., BPU Investment Management., BPU Investment., BPU Investments., Berkowitz, Pierchalski.
Respondent Lawyers(s): Richard J. Federowicz
Arbitrator(s): David J. Capriotti, Daniel J. Kortum, Francis A. King
Hearing Site: Pittsburgh, PA
| | $250,000 |
| 07-02588 | 07/11/2008 | Claimant(s): Katie Guzzo
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Paul H. McKenna, Jared D. Simmer, Kenneth Alan Eisner
Hearing Site: Pittsburgh, PA
| | |
| 07-03203 | 05/15/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Jonathan Moebus
Respondent Lawyers(s): Celia A. Barlow
Arbitrator(s): Frank C. Fogl
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-01427 | 04/24/2008 | Claimant(s): Ellen Tedesco, Victor Tedesco
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Christopher Murray, Michael Murphy, Olympia Asset Management Ltd.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael R. Stabile, Kathleen P. Helbig-Hannan
Hearing Site: Pittsburgh, PA
| | $0 |
| 07-01276 | 02/26/2008 | Claimant(s): Sandra Rizzo, IRA FBO Sandra L. Rizzo
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): James A. McGovern
Arbitrator(s): Ralph L. Corton, Michael R. Stabile, Jared D. Simmer
Hearing Site: Pittsburgh, PA
| | $21,500 |
| 07-01003 | 01/18/2008 | Claimant(s): Estate of George C. Tomcik
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Carl Hohnbaum, Jared D. Simmer, Steven P. Franckhauser
Hearing Site: Pittsburgh, PA
| | Stipulated Award |
| 06-05022 | 12/19/2007 | Claimant(s): Advest.
Claimant Lawyers(s): Mark P. Harbison
Respondent(s): Edward Wetzel, Jeffrey Kelley
Respondent Lawyers(s): Joseph William Conway
Arbitrator(s): Carl Hohnbaum, David J. Capriotti, Ralph H. Phillips
Hearing Site: Pittsburgh, PA
| | |
| 06-05029 | 12/19/2007 | Claimant(s): Advest.
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Jeffrey Kelley
Respondent Lawyers(s): Joseph William Conway
Arbitrator(s):
Hearing Site: Pittsburgh, PA
| | |
