| 15-01561 | 01/23/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): David J. Sensenig
Respondent(s): Beverly Carroll
Respondent Lawyers(s): Robert A. W. Boraks
Arbitrator(s): James R. Stirn
Hearing Site: Washington, DC
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| 16-01859 | 01/12/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Brian Sak
Respondent Lawyers(s): Brian Carey Sak
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
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| 15-03342 | 01/06/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Steven Kajala
Respondent Lawyers(s): Jesse H. Kibort
Arbitrator(s): Douglas Randall Blohm
Hearing Site: Minneapolis, MN
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| 13-02523 | 12/01/2016 | Claimant(s): Edward Signaigo
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Respondent Lawyers(s): Gina Shlaferman, Tracy L. Gerber
Arbitrator(s): James D. Knotter, M. LaRae Bakerink, Randy R. Maher
Hearing Site: San Diego, CA
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| 15-01949 | 11/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jeffrey Wiseman
Respondent Lawyers(s): David Lefkowitz
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
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| 16-01122 | 10/07/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Douglas Galloway
Respondent Lawyers(s): Douglas John Galloway
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA
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| 14-02982 | 09/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jennifer L. Tomsen, Tracy L. Gerber
Respondent(s): Audra Lalley
Respondent Lawyers(s): Michael A. Thurman
Arbitrator(s): Barbara M. Zak, Annette Gres Shepherd, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
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| 16-00922 | 09/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Russell Goldstein
Respondent Lawyers(s): Russell Lee Goldstein
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
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| 16-01131 | 08/24/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Christopher Seshadri
Respondent Lawyers(s): Christopher Adam Seshadri
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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| 15-02864 | 08/05/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Karimah Karah
Respondent Lawyers(s): Robert Diskint
Arbitrator(s): Peter H. Daly
Hearing Site: San Francisco, CA
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