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FINRA Awards for Brian Sak

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0185901/12/2017Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas Hyman
Respondent(s): Brian Sak
Respondent Lawyers(s): Brian Carey Sak
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
11-0382508/08/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Carp
Respondent(s): Brian Sak
Respondent Lawyers(s): William S. Bazianos
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL

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