20-03674 | 09/22/2022 | Claimant(s): Richard Dawalt Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Rafael A. Porrata-Doria, Fred W. Miller, Stephen J. Scherf Hearing Site: Philadelphia, PA
| | $75,000 |
21-00911 | 08/19/2022 | Claimant(s): Yehuda Lasry Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Andrew Melnick Arbitrator(s): James Stanley Kozera, Paula Berg Hearing Site: New York, NY
| | $0 |
18-03808 | 07/05/2022 | Claimant(s): Francis Howard Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Danilo Fuentes, Jason Knapp, Dawson James Securities. Respondent Lawyers(s): Gregg J. Breitbart, Jason T. Knapp Arbitrator(s): Mary Jo Marchisello, Richard E. Castiglioni, Christine Meiers Schatz Hearing Site: New York, NY
| | $99,000 |
20-02843 | 06/30/2022 | Claimant(s): Johnny Walker Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Network 1 Financial Securities Inc. Respondent Lawyers(s): Timothy Feil Arbitrator(s): Alan M. Holzberg, Shannon Lyn Mays, Denise Ereka Peterson Hearing Site: Houston, TX
| | $1,232,770 |
22-00115 | 06/16/2022 | Claimant(s): Gary Brown Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Joseph Stone Capital L.L.C. Respondent Lawyers(s): David Hirschberg Arbitrator(s): Joseph A. Vicario, Eric Ross Cromartie, Ye Whei Peter Chen Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
22-00013 | 05/18/2022 | Claimant(s): Michael Orr Claimant Lawyers(s): Michael Orr Respondent(s): Laurence Allen, Michael Schunk, NYPPEX Respondent Lawyers(s): Jonathan E. Neuman Arbitrator(s): Andrew M. Schmertz Hearing Site: New York, NY
| | |
19-02240 | 05/12/2022 | Claimant(s): Marlin Miller Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Brent Porges, Craig Taddonio, Peter Faggioni, Craig Scott Capital Respondent Lawyers(s): Brent Morgan Porges, Brent Porges, Craig Scott Taddonio, Peter Faggioni Arbitrator(s): Jonathan B. Gilbert Hearing Site: Chicago, IL
| | $0 |
20-00954 | 03/31/2022 | Claimant(s): Janet M. Wittmer, Ronald E. Wittmer Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Guarino, Daniel Murray, Douglas Guarino, Jeff Snyder, Rockwell Global Capital LLC Respondent Lawyers(s): Daniel Robert Murray, Douglas Joseph Guarino, Jeff David Snyder, Robert M. Bursky Arbitrator(s): Steven H. Vogel, Jacqueline Stanley Lustig, Stuart W. Smith Hearing Site: Chicago, IL
| | $0 |
21-01711 | 03/09/2022 | Claimant(s): Yeshiva Or Hadach Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Edgar Kleydman Respondent Lawyers(s): Paul T. Weinstein Arbitrator(s): Wallace Anthony Showman Hearing Site: New York, NY
| | $10,325 |
20-00069 | 02/24/2022 | Claimant(s): Alfred Woodard Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Bruce Guarino, Douglas Guarino, Jonothon Lieberman, Rockwell Global Capital LLC Respondent Lawyers(s): Douglas Joseph Guarino, Jonothon Michael Lieberman, Robert M. Bursky Arbitrator(s): Brandt Leonard Ross, Ernest Linwood Gunn, George Pinckney Shingler Hearing Site: Atlanta, GA
| | $80,300 |