| 12-00201 | 08/19/2013 | Claimant(s): J. Lee
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Capitol Securities Management., Directed Services LLC, ING USA Annuity and Life Inssurance Co.
Respondent Lawyers(s): Janet K. DeCosta, William P. Thornton
Arbitrator(s): Stuart H. Dunn, Leon Henderson, Peter B. Vaden
Hearing Site: Richmond, VA
| | |
| 12-01649 | 07/16/2013 | Claimant(s): Dorie J. Hairfield, IRA, Edmond F. Christian, Richard E. Hairfield
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): James Cosby
Arbitrator(s): Stuart H. Dunn, Jane C. Carney, Norman L. Hancock
Hearing Site: Richmond, VA
|  | $817,116 |
| 12-00842 | 06/25/2013 | Claimant(s): Lewis Downs
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Anderson & Strudwickorporated
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Glenn H. Catalano, Peter B. Loewenberg
Hearing Site: Richmond, VA
| | |
| 11-04311 | 04/11/2013 | Claimant(s): Trudi Claus
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca B. Rothmann
Arbitrator(s): Stuart H. Dunn, Carl F. Bowmer, Michael J. Pasquale
Hearing Site: Richmond, VA
| | Expungement |
| 12-00781 | 03/14/2013 | Claimant(s): L. Downs
Claimant Lawyers(s): Mark J. Krudys
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, William McCall
Respondent Lawyers(s): Dennis Ahearn, Justin Joseph D'Elia, Todd A. Zuckerbrod
Arbitrator(s): Caryl S. Bernstein, Janice L. Burnham, Mark Cammann Pyle
Hearing Site: Richmond, VA
| | |
| 10-02588 | 03/13/2013 | Claimant(s): Wanda Sears
Claimant Lawyers(s): Lisia L. Leon
Respondent(s): Ameriprise Financial Services., Janet Vandenbark, Richard Zue
Respondent Lawyers(s): Edward B. Magarian
Arbitrator(s): Stuart H. Dunn, Dawn H. DeHart, Michelle Diane Harrington
Hearing Site: Richmond, VA
| | |
| 11-03029 | 01/23/2013 | Claimant(s): Donald Wojnowski
Claimant Lawyers(s): Todd A Zuckerbrod
Respondent(s): Donald Newlin, Gordon Crenshaw, James Newton, Milton Turner, Anderson & Strudwickorporated
Respondent Lawyers(s): Loren Schechter, Todd A Zuckerbrod
Arbitrator(s): John "Jack" W. Rader, Jane C. Carney, Michael J. Pasquale
Hearing Site: Richmond, VA
| | |
| 12-00461 | 11/06/2012 | Claimant(s): James E. Wilks and Pamela R. Wilks, JT
Claimant Lawyers(s): Thomas F. Shine
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Richmond, VA
| | $0 |
| 11-02548 | 09/27/2012 | Claimant(s): Perry Allen
Claimant Lawyers(s): Anne W. Larkin
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Chris J. Conanan, William F. Etherington, Christian Peter Cimmino
Hearing Site: Richmond, VA
| | Expungement |
| 11-00620 | 09/07/2012 | Claimant(s): Judith Keiffer, Sebert Keiffer
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): William H. Malloy, David Edward Upton, Beverly F. Druitt
Hearing Site: Richmond, VA
| | $191,168 |
