| 20-02438 | 07/01/2021 | Claimant(s): Michael Higgins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
| | |
| 20-02921 | 06/04/2021 | Claimant(s): Robert Schinsky
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
| | |
| 18-02393 | 05/28/2021 | Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Matthew Brian Mooney
Respondent(s): David Williams, Michael Manaster
Respondent Lawyers(s): Ethan A. Brecher, Jeffrey H. Gray
Arbitrator(s): Wesley C. Wilson, John Kevin Williams, Richard James Igou
Hearing Site: Richmond, VA
| | |
| 20-00320 | 05/25/2021 | Claimant(s): Charles Hailey, Karen Hailey
Claimant Lawyers(s): Andrew R. Park
Respondent(s): Westpark Capital.
Respondent Lawyers(s): Julie E. Kamps
Arbitrator(s): Carol A. Schuyler, Geoffrey A. Drucker, Tony J Lawrence
Hearing Site: Richmond, VA
|  | $794,432 |
| 20-03666 | 03/05/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Todd E. Ratner
Respondent(s): Brian O'Neill
Respondent Lawyers(s): Brian O'Neill
Arbitrator(s): Carl F. Bowmer
Hearing Site: Richmond, VA
| | |
| 20-01324 | 02/08/2021 | Claimant(s): Trevor Roberts
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William F. Etherington
Hearing Site: Richmond, VA
| | |
| 20-02490 | 01/25/2021 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Nicola A. Murphy
Respondent(s): Warren Rowe
Respondent Lawyers(s): Warren Ellwood Rowe
Arbitrator(s): Christopher M. McMurray
Hearing Site: Richmond, VA
| | |
| 20-01860 | 01/22/2021 | Claimant(s): Thomas West
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): David Edward Upton, Glenn H. Catalano, Tina E. Patterson
Hearing Site: Richmond, VA
| | |
| 19-03231 | 11/19/2020 | Claimant(s): Alfred Stratford
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Davenport & Company LLC
Respondent Lawyers(s): Kathleen Holman
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
| | |
| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud
Claimant Lawyers(s): Chantal Pitaud
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker
Hearing Site: Richmond, VA
| | $0 |
