| 20-00017 | 10/29/2020 | Claimant(s): Chantal Pitaud
Claimant Lawyers(s): Chantal Pitaud
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Jim Geiger, Joseph J. Dougherty, Geoffrey A. Drucker
Hearing Site: Richmond, VA
|  | $0 |
| 19-02732 | 12/27/2019 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S Brodherson
Respondent(s): Michael Carter
Respondent Lawyers(s): Michael Barry Carter
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
| 18-01962 | 10/16/2018 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes LLC
Claimant Lawyers(s): Todd Ratner
Respondent(s): Alexander Jones
Respondent Lawyers(s): Alexander Clark Jones
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Charlotte, NC
| | |
| 17-02918 | 03/28/2018 | Claimant(s): Barbara Sweet, Kenneth Sweet
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): William Brown
Respondent Lawyers(s): William Robert Brown
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $213 |
| 17-02228 | 03/23/2018 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): James E. Morgan
Respondent(s): Kenneth Tyrrell
Respondent Lawyers(s): Jeffrey F. Robertson
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
| 16-03566 | 11/09/2017 | Claimant(s): Linda Pollock
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners.
Respondent Lawyers(s): Ian J. Frimet
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Baltimore, MD
| | $0 |
| 14-02588 | 12/23/2015 | Claimant(s): Nicholas Messore
Claimant Lawyers(s): Noah B. Peters
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Joyce A. Mitchell, Geoffrey A. Drucker, Frank Stanley Piotrkowski
Hearing Site: Washington, DC
| | |
| 14-03593 | 06/03/2015 | Claimant(s): John Erickson
Claimant Lawyers(s): John F. Erickson
Respondent(s): William Nelson, Meyers Associates, L.P.
Respondent Lawyers(s): David S. Schrader
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
| | $0 |
| 13-00467 | 04/07/2014 | Claimant(s): John Crowley, Lamia Crowley
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Dawn Bennett, Western International Securities.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Paul Davis Pearlstein, Geoffrey A. Drucker, Shelley Simons Korch
Hearing Site: Washington, DC
| | $200,000 |
| 08-04040 | 11/17/2009 | Claimant(s): Suntrust Investment Services.
Claimant Lawyers(s): Timothy J McEvoy
Respondent(s): Michael Depirri
Respondent Lawyers(s): Jonathan E. Levine
Arbitrator(s): Wendie L. Wachtel, Michael J. Henke, Geoffrey A. Drucker
Hearing Site: Washington, DC
| | |
