| 11-02421 | 04/25/2012 | Claimant(s): Commonwealth Equity Services.
Claimant Lawyers(s): Joe Tully
Respondent(s): John Benedetto
Respondent Lawyers(s): John J Benedetto
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
| | |
| 10-05205 | 04/17/2012 | Claimant(s): John Somers
Claimant Lawyers(s): Albert A DeNapoli
Respondent(s): John Sexton, Steven Rabinovici, William Moreno
Respondent Lawyers(s): Todd A Zuckerbrod, Todd A. Zuckerbrod
Arbitrator(s): Howard I. Wilgoren, Edward Aptaker, Maxwell J. Mahoney
Hearing Site: Boston, MA
|  | $0 |
| 11-00145 | 04/16/2012 | Claimant(s): Nicole Cannava
Claimant Lawyers(s): Tyson R. Ence
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Allison Huppe
Arbitrator(s): Sandor I. Rabkin
Hearing Site: Boston, MA
| | |
| 10-01102 | 03/16/2012 | Claimant(s): Maureen B. Joyce
Claimant Lawyers(s): Peter M. Bizinkauskas
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brady J. Hermann
Arbitrator(s): Amy Lampert, Irene Scharf, B. John Dill
Hearing Site: Boston, MA
| | $37,646 |
| 11-01830 | 02/27/2012 | Claimant(s): John C. Reppucci TTEE M&M Plans.
Claimant Lawyers(s): John E. Sutherland
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
| | $21,000 |
| 10-03416 | 02/14/2012 | Claimant(s): Dianne Dingolo, Robert Dingolo
Claimant Lawyers(s): R. Alan Fryer
Respondent(s): Wells Fargo Advisors, Robert Maiocco
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): Sandor I. Rabkin, Thomas J. Nash, Thomas P. Bowman
Hearing Site: Boston, MA
| | $370,880 |
| 11-02359 | 01/23/2012 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): John Macphee
Respondent Lawyers(s): Lee Stephen MacPhee
Arbitrator(s): William H. McCarter
Hearing Site: Boston, MA
| | |
| 10-04306 | 01/23/2012 | Claimant(s): Candace Roderick, Kayla Ann Roderick Trust, Olive M. Larwrence Trust
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Mary C. Kelleher, Christine Armstrong, James R. Collins
Hearing Site: Boston, MA
| | Expungement |
| 09-02800 | 01/20/2012 | Claimant(s): James Minchello, Martha Sullivan, Robert Minchello
Claimant Lawyers(s): Peter R. Pendergast
Respondent(s): Citigroup Global Markets., Citigroup.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Jack A. Marshall, Susan E. Maloney, Joseph Charles Kennedy
Hearing Site: Boston, MA
| | |
| 10-03196 | 01/13/2012 | Claimant(s): George Berman
Claimant Lawyers(s): Edward C. Cooley
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Nelson P. Lovins, Robert L. Barker, Howard N. Gorney
Hearing Site: Boston, MA
| | Expungement |
