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FINRA Awards for Olive M. Larwrence Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0430601/23/2012Claimant(s): Candace Roderick, Kayla Ann Roderick Trust, Olive M. Larwrence Trust
Claimant Lawyers(s): Joseph Fogel
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John K. Wells
Arbitrator(s): Mary C. Kelleher, Christine Armstrong, James R. Collins
Hearing Site: Boston, MA
Checkmark IconExpungement

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