Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01180 | 01/27/2021 | Claimant(s): Nathaniel Tilton Claimant Lawyers(s): Tosh Grebenik Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Joe Tully Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02123 | 01/26/2021 | Claimant(s): Leo Robinson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-02141 | 01/26/2021 | Claimant(s): Mary McDonald Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 19-02481 | 01/22/2021 | Claimant(s): Salvatore Mansueto Claimant Lawyers(s): Jeremy L. Bartell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Jeffrey P. Petrucelly, Gene M. Bauer, Tristan Nicholas Ostronic Hearing Site: Boston, MA | ||
| 20-02609 | 11/16/2020 | Claimant(s): James Smith Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-00484 | 09/18/2020 | Claimant(s): John Ohl Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Gleacher & Company Securities. Respondent Lawyers(s): Annis Kwok Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 18-03788 | 09/17/2020 | Claimant(s): Wilfred & Virginia Suozzo Claimant Lawyers(s): Bradford M Gucciardo Respondent(s): Elizabeth Ryan, TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Mary E. Bassett Hearing Site: Boston, MA |  | $0 |
| 20-00563 | 09/14/2020 | Claimant(s): John Zitzmann Claimant Lawyers(s): Kurt T Kalberer Respondent(s): Prudential Equity Group, Morgan Stanley Respondent Lawyers(s): Andrew Gelfand, Anthony Paduano Arbitrator(s): Michael P. Breton Hearing Site: Boston, MA | ||
| 19-03669 | 08/14/2020 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John McGuire Respondent(s): David Hume Respondent Lawyers(s): John E. Sutherland Arbitrator(s): Catherine M. Gallagher Hearing Site: Boston, MA |