FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-40 out of 240 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-00848	08/05/2021	Claimant(s): Michael Sanzo Claimant Lawyers(s): Michael Ryan Sanzo Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Shawn J. Gebhardt Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD		$300
20-03545	06/16/2021	Claimant(s): Adam Padro Claimant Lawyers(s): Adam Padro Respondent(s): BB&T Securities Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): James Gregory Yawman, DeAndra Roache, George Thomas Doran Hearing Site: Baltimore, MD		$0
20-02792	06/15/2021	Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
20-00848	05/24/2021	Claimant(s): Mark Apolenis Claimant Lawyers(s): George S. Mahaffey Respondent(s): Renee Kremm Respondent Lawyers(s): Dennis E. Boyle Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein Hearing Site: Baltimore, MD
20-02791	05/21/2021	Claimant(s): Kathie Okun Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Hornor, Townsend & Kent Respondent Lawyers(s): George D. Fagan Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD
20-03763	03/31/2021	Claimant(s): Derek Hasselhoff Claimant Lawyers(s): Derek C. Hasselhoff Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jennifer R. Willey Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD		$213
20-02350	03/29/2021	Claimant(s): Veralynn Starostecki Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James Noblett Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD
19-02371	03/26/2021	Claimant(s): Barbara Conover Claimant Lawyers(s): Thomas C. Costello Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Paula D. Shaffner Arbitrator(s): Shelley Simons Korch, John N. Greer, Elizabeth Varner Hearing Site: Baltimore, MD		Expungement
20-00934	03/24/2021	Claimant(s): Nicholai Rifkind Claimant Lawyers(s): Nicholai Rifkind Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD		$75
20-01893	03/01/2021	Claimant(s): Chadwick Watson, Jeffrey Furniss Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Lincoln Financial Advisors Corporation Respondent Lawyers(s): Kyle B. Osting Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD