| 21-00383 | 08/20/2021 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Sean Martin
Respondent Lawyers(s): Sean Rierson Martin
Arbitrator(s): Thomas B. Corey
Hearing Site: Baltimore, MD
| | |
| 20-03546 | 08/11/2021 | Claimant(s): James Segal
Claimant Lawyers(s): Michael P. Shaw
Respondent(s): Cambridge Investment Research.L Financial LLC
Respondent Lawyers(s): Richard H. Kuhlman, Sara B. Davis
Arbitrator(s): C Gregory Ellison, David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 19-03835 | 08/10/2021 | Claimant(s): Fred Militello, Jeannette Militello, Daniella Militello, Giuliano Militello, Matthew Militello
Claimant Lawyers(s): William N. Butler
Respondent(s): Brandon Williams
Respondent Lawyers(s): Brandon J. Williams
Arbitrator(s): Thomas J. Dolina, Alan Robert Malasky, Catherine Esther Bocskor
Hearing Site: Baltimore, MD
|  | $0 |
| 21-00848 | 08/05/2021 | Claimant(s): Michael Sanzo
Claimant Lawyers(s): Michael Ryan Sanzo
Respondent(s): Fidelity Brokerage Services LLC, National Financial Services LLC
Respondent Lawyers(s): Shawn J. Gebhardt
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | $300 |
| 20-03545 | 06/16/2021 | Claimant(s): Adam Padro
Claimant Lawyers(s): Adam Padro
Respondent(s): BB&T Securities
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): James Gregory Yawman, DeAndra Roache, George Thomas Doran
Hearing Site: Baltimore, MD
| | $0 |
| 20-02792 | 06/15/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kyle B. Osting
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
| | |
| 20-00848 | 05/24/2021 | Claimant(s): Mark Apolenis
Claimant Lawyers(s): George S. Mahaffey
Respondent(s): Renee Kremm
Respondent Lawyers(s): Dennis E. Boyle
Arbitrator(s): Charles Lerner, James Drew Butler, Bruce Burr McElvein
Hearing Site: Baltimore, MD
| | |
| 20-02791 | 05/21/2021 | Claimant(s): Kathie Okun
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Hornor, Townsend & Kent
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | |
| 20-03763 | 03/31/2021 | Claimant(s): Derek Hasselhoff
Claimant Lawyers(s): Derek C. Hasselhoff
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | $213 |
| 20-02350 | 03/29/2021 | Claimant(s): Veralynn Starostecki
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James Noblett
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
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