| 09-01364 | 08/25/2011 | Claimant(s): Debra Swann
Claimant Lawyers(s): Debra Swann
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Christopher Wilson
Arbitrator(s): M. Michael Cramer, Brenda J. Stovall, Evelyn D. Pisegna-Cook
Hearing Site: Baltimore, MD
|  | $30,000 |
| 10-00497 | 06/22/2011 | Claimant(s): Joel Kaufman, Nancy Kaufman
Claimant Lawyers(s): Joel F Kaufman
Respondent(s): Morgan Stanley, Tom Howes
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): June White Dillard
Hearing Site: Baltimore, MD
| | Expungement |
| 10-05461 | 06/01/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Nicole Stadelmaier
Respondent(s): John Meacham
Respondent Lawyers(s): John Bulkley Meacham
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD
| | |
| 09-06544 | 05/18/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen D. Burns
Respondent(s): Daniel Miyamoto
Respondent Lawyers(s): Dan Miyamoto
Arbitrator(s): Thomas E. Maloney
Hearing Site: Baltimore, MD
| | |
| 10-03122 | 05/13/2011 | Claimant(s): Michael D. Fulda, Michael Fulda & Rivka Fulda Ten Ent
Claimant Lawyers(s): Michael D. Fulda
Respondent(s): Avi Greenlinger, Avigail Rosemore, Morgan Stanley
Respondent Lawyers(s): Susan Poder MacFarlane
Arbitrator(s): N. Clark Moran, Richard E. Lauziere, John H Adair
Hearing Site: Baltimore, MD
| | $0 |
| 09-04114 | 04/20/2011 | Claimant(s): Search Ministries.
Claimant Lawyers(s): Gary R. Long
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Herbert B. Williams
Hearing Site: Baltimore, MD
| | $0 |
| 10-02264 | 03/23/2011 | Claimant(s): Michael Turek
Claimant Lawyers(s): Michael G Turek
Respondent(s): Joseph Lapietra
Respondent Lawyers(s): Leo G. Rydzewski
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky
Hearing Site: Baltimore, MD
| | |
| 09-05641 | 03/18/2011 | Claimant(s): Andrew Michalak
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Salvatore Capizzi, Sewell Frey, American Investors Company, Dunham & Associates Investment Counsel, Dunham Trust Company
Respondent Lawyers(s): Joseph D. Edmondson, Stephen B. Stern, Theodore C. Peters
Arbitrator(s): Richard A Compisi, Gordon M. Wase, Brenda J. Stovall
Hearing Site: Baltimore, MD
| | $2,702,800 |
| 09-02316 | 03/09/2011 | Claimant(s): Jay Wilen, Robert Paff
Claimant Lawyers(s): David W. Erb
Respondent(s): AXA Advisors, AXA Network
Respondent Lawyers(s): Kenneth O'Connor
Arbitrator(s): Daniel J. Donovan, Sandra Lee Dolan, William O. SanFord
Hearing Site: Baltimore, MD
| | |
| 09-04244 | 12/29/2010 | Claimant(s): Jeffrey Haugh, Linda Haugh, AAA Consulting, Mid-Atlantic Anesthesia, P.A., Jeffrey T. Haugh and Linda Haugh
Claimant Lawyers(s): Mark M. Dumler
Respondent(s): Aura Financial Services., Harvard Funding Group., Westpark Capital.
Respondent Lawyers(s): John Woodruff, Richard Kraut
Arbitrator(s): Richard E. Lauziere, Robert T. Reeves, Alan Robert Malasky
Hearing Site: Baltimore, MD
| | $585,000 |
