| 14-00147 | 03/04/2015 | Claimant(s): Thomas Kelly
Claimant Lawyers(s): Timothy Feil
Respondent(s): Frank Sliwinski
Respondent Lawyers(s): Frank Sliwinski
Arbitrator(s): C. Gregory Ellison, Brenda J. Stovall, Tina E. Patterson
Hearing Site: Baltimore, MD
| | Expungement |
| 14-00394 | 02/13/2015 | Claimant(s): Jonathan Plavnick
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): Janet Stern Solomon
Hearing Site: Baltimore, MD
|  | Expungement |
| 13-02584 | 01/29/2015 | Claimant(s): Tae M. Kim and Young J. Kim
Claimant Lawyers(s): Tae M. Kim
Respondent(s): TD Ameritrade., Investrade Discount Sec. aka Regal Sec.
Respondent Lawyers(s): James J. Vihstadt, Nicholas P. Iavarone
Arbitrator(s): Ezio E. Borchini, Mona Koppel Mitnick, Catherine Esther Bocskor
Hearing Site: Baltimore, MD
| | $0 |
| 12-03433 | 12/23/2014 | Claimant(s): Scott Mccaskill
Claimant Lawyers(s): David J. Cosgrove
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Douglas Earl McLaren, Ezio E. Borchini, Tina E. Patterson
Hearing Site: Baltimore, MD
| | |
| 13-03068 | 12/04/2014 | Claimant(s): Kevin Rodriguez
Claimant Lawyers(s): Jason W. Gaarder
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Steven M. Phillps
Arbitrator(s): Shahla Butler, Vicky L. Orem, Thomas James Hirsch
Hearing Site: Baltimore, MD
| | $0 |
| 13-03125 | 11/24/2014 | Claimant(s): Samuel Young
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): William O. SanFord, La Verne Fletcher, Shelley Simons Korch
Hearing Site: Baltimore, MD
| | $2,100,000 |
| 13-02238 | 11/04/2014 | Claimant(s): Allan Pinkus
Claimant Lawyers(s): Daniel M. Kennedy
Respondent(s): James Furnary
Respondent Lawyers(s): Irving Greenberg
Arbitrator(s): Nancy E. Watters, Brenda J. Stovall, Margaret Ann Dubil
Hearing Site: Baltimore, MD
| | |
| 13-01661 | 10/27/2014 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Francis X. Dee
Respondent(s): Gary Padussis
Respondent Lawyers(s): E. Patrick McDermott
Arbitrator(s): Maurice R. Dunie, Ezio E. Borchini, J. Snowden Stanley
Hearing Site: Baltimore, MD
| | |
| 13-00114 | 10/15/2014 | Claimant(s): Christine Nielson
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Vicky L. Orem, Sandra Holmes, Peter H. Goldberg
Hearing Site: Baltimore, MD
| | Expungement |
| 14-00741 | 09/29/2014 | Claimant(s): Darien Buinicki
Claimant Lawyers(s): Darien P. Buinicki
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Emily Eiselman Hunter
Hearing Site: Baltimore, MD
| | $300 |
