FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 91-100 out of 240 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02918	03/28/2018	Claimant(s): Barbara Sweet, Kenneth Sweet Claimant Lawyers(s): Bradley D Schnur Respondent(s): William Brown Respondent Lawyers(s): William Robert Brown Arbitrator(s): Geoffrey A. Drucker Hearing Site: Baltimore, MD		$213
17-02709	03/15/2018	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Eddy Blizzard Respondent Lawyers(s): Eddy Blizzard Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD
17-01410	01/24/2018	Claimant(s): Kari March Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Frank Skinner Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-00936	11/30/2017	Claimant(s): John Tompkins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
17-00447	11/15/2017	Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
16-03566	11/09/2017	Claimant(s): Linda Pollock Claimant Lawyers(s): Jennifer Tarr Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners. Respondent Lawyers(s): Ian J. Frimet Arbitrator(s): Geoffrey A. Drucker Hearing Site: Baltimore, MD		$0
17-01260	10/31/2017	Claimant(s): Charles Fuller Claimant Lawyers(s): Charles Daniel Fuller Respondent(s): T. Rowe Price Investment Services. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
16-03301	10/20/2017	Claimant(s): Charles Koontz Claimant Lawyers(s): Clinton Barkdoll Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch Hearing Site: Baltimore, MD		$34,011
16-03009	10/18/2017	Claimant(s): Elizabeth Gallucci Claimant Lawyers(s): Dennis Boyle Respondent(s): Frank Kelly, HD Vest Investment Services Respondent Lawyers(s): Rob Moses Arbitrator(s): Gordon M. Wase Hearing Site: Baltimore, MD		$0
16-03667	09/27/2017	Claimant(s): Laimutis Prascus Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Midamerica Financial Services. Respondent Lawyers(s): Bruce Deemer Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD