FINRA Awards for Baltimore, MD

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 91-100 out of 243 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03185	05/02/2018	Claimant(s): Shaun Rashid Claimant Lawyers(s): Daniel McCartin Respondent(s): Morgan Stanley, Reza Niazi-Sai Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Alan S. Carmel, Ellen F. Kandell, James Drew Butler Hearing Site: Baltimore, MD		Expungement
17-01414	04/13/2018	Claimant(s): Estate Of Addie Belle Jones Claimant Lawyers(s): Norman B. Arnoff Respondent(s): Lawrence Mieras, American Portfolios Advisors., American Portfolios Financial Services Respondent Lawyers(s): Mitchell H. Cobert Arbitrator(s): Laura A. Kaster, Lionel E Pashkoff, James Ray Eyler Hearing Site: Baltimore, MD		$0
17-00219	04/03/2018	Claimant(s): Brandon Oliver Claimant Lawyers(s): Timothy C. Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Jim Geiger, Timothy J. Wright, Ellen F. Kandell Hearing Site: Baltimore, MD		Expungement
17-02918	03/28/2018	Claimant(s): Barbara Sweet, Kenneth Sweet Claimant Lawyers(s): Bradley D Schnur Respondent(s): William Brown Respondent Lawyers(s): William Robert Brown Arbitrator(s): Geoffrey A. Drucker Hearing Site: Baltimore, MD		$213
17-02709	03/15/2018	Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Eddy Blizzard Respondent Lawyers(s): Eddy Blizzard Arbitrator(s): Steven T. Stern Hearing Site: Baltimore, MD
17-01410	01/24/2018	Claimant(s): Kari March Claimant Lawyers(s): Dana Sirkis Gloor Respondent(s): Coastal Equities. Respondent Lawyers(s): Frank Skinner Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
17-00936	11/30/2017	Claimant(s): John Tompkins Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD
17-00447	11/15/2017	Claimant(s): Brett Clifford Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Deutsche Bank Securities. Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD
16-03566	11/09/2017	Claimant(s): Linda Pollock Claimant Lawyers(s): Jennifer Tarr Respondent(s): Eduardo Juarez, Edward Daigneau, John Parmigiani, Robert Costomiris, Allied Millennial Partners. Respondent Lawyers(s): Ian J. Frimet Arbitrator(s): Geoffrey A. Drucker Hearing Site: Baltimore, MD		$0
17-01260	10/31/2017	Claimant(s): Charles Fuller Claimant Lawyers(s): Charles Daniel Fuller Respondent(s): T. Rowe Price Investment Services. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Joseph J. Dougherty Hearing Site: Baltimore, MD