Potomac Analytics' Logo

FINRA Awards for N. Nancy Ghabai

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 31-40 out of 59 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0286903/09/2021Claimant(s): Daniel Uribe
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
20-0253102/15/2021Claimant(s): Sarah Hussey
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Helena, MT
20-0136201/26/2021Claimant(s): Safet Musovic
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): LPL Financial LLC, Santander Securities LLC
Respondent Lawyers(s): N. Nancy Ghabai, Sara B. Davis
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0214101/26/2021Claimant(s): Mary McDonald
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Michael P. Breton
Hearing Site: Boston, MA
20-0135511/24/2020Claimant(s): Mike Spencer
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Charles G. Michaels
Hearing Site: Wichita, KS
20-0163111/17/2020Claimant(s): Anne Sapienza
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Susan L. Walker
Hearing Site: Milwaukee, WI
20-0146711/10/2020Claimant(s): Dushyant Shah
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Richard J. Grahn
Hearing Site: Boston, MA
20-0044107/24/2020Claimant(s): Jane Scarbrough
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
19-0305305/07/2020Claimant(s): Jeffrey Gore
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Philip J. Glick
Hearing Site: Denver, CO
19-0310204/07/2020Claimant(s): Nicole McGrouther
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre C. Wolff
Arbitrator(s): Michael H DuBoff
Hearing Site: Newark, NJ

59 Results

Display: