| 20-01361 | 05/14/2021 | Claimant(s): Coastal Equities.
Claimant Lawyers(s): Francis Skinner
Respondent(s): Sam Aziz
Respondent Lawyers(s): Robert J. Beggs
Arbitrator(s): Robert J. Scafuri, Ross Tulman, Nelson E. Genshaft
Hearing Site: Columbus, OH
| | |
| 20-03116 | 05/14/2021 | Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Michael Bessette
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | |
| 20-01560 | 04/22/2021 | Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | |
| 20-02816 | 04/09/2021 | Claimant(s): John Moriarty
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Securities Incorporated
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Robert J. Scafuri
Hearing Site: St. Louis, MO
| | |
| 17-01847 | 03/18/2021 | Claimant(s): Judith Rappold as Co-Guardian, Mark Rappold as Co-Guardian
Claimant Lawyers(s): Joseph J. Ranni
Respondent(s): Eric Gawron, Allstate Financial Services
Respondent Lawyers(s): Samantha Tesser Haimo
Arbitrator(s): Robert J. Scafuri, Jeffrey M. Bain, Patrick M. Markey
Hearing Site: Buffalo, NY
|  | $400,425 |
| 20-01582 | 02/05/2021 | Claimant(s): Robert Mangine
Claimant Lawyers(s): Richard S. Wayne
Respondent(s): Charles Schwab & Co.., James Albert
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | Expungement |
| 20-02442 | 01/25/2021 | Claimant(s): Equitable Advisors, Equitable Network
Claimant Lawyers(s): Raha Assadi
Respondent(s): Thomas Rohan
Respondent Lawyers(s): Thomas Patrick Rohan
Arbitrator(s): Robert J. Scafuri
Hearing Site: Buffalo, NY
| | |
| 20-02333 | 12/10/2020 | Claimant(s): Michael Suchowski, Roxie Suchowski
Claimant Lawyers(s): Daniel J. Broxup
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
| | $300 |
| 20-01638 | 11/17/2020 | Claimant(s): Douglas Bray
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
| | |
| 19-02502 | 11/04/2020 | Claimant(s): Vanessa Scott
Claimant Lawyers(s): Vanessa S. Scott
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jenny Goltz
Arbitrator(s): Robert J. Scafuri, Nancy R. Papo, Sandra Jo Baumchen
Hearing Site: Detroit, MI
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