| 16-01446 | 03/14/2017 | Claimant(s): Michael Puck
Claimant Lawyers(s): Michael Hill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Michael A. Gross
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | |
| 15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with
Claimant Lawyers(s): Jeffrey Askanazi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky
Hearing Site: Boca Raton, FL
|  | $0 |
| 15-02656 | 04/22/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Gutner
Respondent Lawyers(s): Robert Lloyd Gutner
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | |
| 10-00817 | 09/29/2015 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Catania T. Facher
Respondent(s): Steven Ipp
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): George G. Kurschner, Donald Theodore Ryce, Robert S. Shuster
Hearing Site: Boca Raton, FL
| | |
| 13-03713 | 03/06/2015 | Claimant(s): Dawn Marie Fox Amended & Restated
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Investacorp.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Roy B. Gonas, Gary M. Landau, George G. Kurschner
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12206 |
| 12-04218 | 09/05/2013 | Claimant(s): Daniel Alfonso
Claimant Lawyers(s): Daniel Alfonso
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): George G. Kurschner
Hearing Site: Miami, FL
| | |
| 12-00572 | 12/26/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Diane Hunt
Respondent Lawyers(s): Diane M. Hunt
Arbitrator(s): Steven N. Ainbinder, George G. Kurschner, S. William Gersten
Hearing Site: Boca Raton, FL
| | $0 |
| 09-05944 | 10/13/2011 | Claimant(s): Ingeborg Eaves
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): George G. Kurschner
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-01250 | 09/22/2009 | Claimant(s): Robert Dillon and Nancy Dillon
Claimant Lawyers(s): Scott M. Dimond
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Barton Wayne Cox
Arbitrator(s): George G. Kurschner
Hearing Site: Ft. Lauderdale, FL
| | $18,770 |
| 08-03651 | 05/28/2009 | Claimant(s): Joseph Gorman
Claimant Lawyers(s): Randall C. Place
Respondent(s): Morgan Stanley & Co., Mary Meeker
Respondent Lawyers(s): Jason E. Fedo
Arbitrator(s): Mark C. Perry, George G. Kurschner, Bruce M. Alster
Hearing Site: Boca Raton, FL
| | Dismissed by Rule 12504 |
